GALVIN ROBERT R enters IANTHUS CAPITAL HOLDINGS, INC. with 226.02K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

GALVIN ROBERT R

Filed: 2/5/2021ACC: 0001213900-21-007176

InsiderGALVIN ROBERT RCIK 1244971

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IssuerIANTHUS CAPITAL HOLDINGS, INC.CIK 1643154

Officer· Interim COO

Since Feb 2021

226.02K

Baseline shares

100% direct

226.02K

Direct ownership

1 position

920.13K

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Shares

Direct

Shares owned226.02K

Total

226.02K direct226.02K

Security Title	Shares Owned	Ownership Type
Common Shares	226.02K	Direct
Total	226.02K	226.02K direct

Derivative Holdings6

Options (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

400K

Shares owned

N/A

Exercise price

5.35

Expiration

—

Exercise window

—

Options (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

41.83K

Shares owned

N/A

Exercise price

2.42

Expiration

—

Exercise window

—

Options (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

83.65K

Shares owned

N/A

Exercise price

5.14

Expiration

—

Exercise window

—

Options (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

294.27K

Shares owned

N/A

Exercise price

7.5

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

50.19K

Shares owned

N/A

Exercise price

5.98

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common Shares

Underlying shares

50.19K

Shares owned

N/A

Exercise price

3.59

Expiration

—

Exercise window

—

Total

Underlying

920.13K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options (right to buy) Direct	Common Shares	5.35	—	—	400K	N/A
Options (right to buy) Direct	Common Shares	2.42	—	—	41.83K	N/A
Options (right to buy) Direct	Common Shares	5.14	—	—	83.65K	N/A
Options (right to buy) Direct	Common Shares	7.5	—	—	294.27K	N/A
Warrants (right to buy) Direct	Common Shares	5.98	—	—	50.19K	N/A
Warrants (right to buy) Direct	Common Shares	3.59	—	—	50.19K	N/A
Total					920.13K	0.00