Filed: 10/26/2022ACC: 0001221073-22-000080
📋 What this filing means
GALVIN, GAUSTAD & STEIN, LLC filed this quarterly 13F‑HR report disclosing 158 equity positions with a total reported market value of $944.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
158
Positions
$944.1K
Total AUM (reported)
11.76M
Total Shares
Allocation by class
COM$473.5K50.2%
CL A$54.1K5.7%
CL B$38.8K4.1%
CORE MSCI EAFE$20.9K2.2%
MBS ETF$19.5K2.1%
CORE US AGGBD ET$18.6K2.0%
VAN FTSE DEV MKT$17.3K1.8%
Portfolio Concentration
Top 3$84.3K8.9%
4–10$155.9K16.5%
11–25$259.5K27.5%
Rest$444.4K47.1%
Top 3 weight
8.9%
Top 10 weight
25.4%
Voting Authority Distribution
Total shares with voting rights: 11.76M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.76M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole158
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings158
Rows:
UNITEDHEALTH GROUP INC
SOLEShares67.28K
TypeSH
Market value$34.0K
3.60%
Sole
0.00
Shared
0.00
None
67.28K
MICROSOFT CORP
SOLEShares112.09K
TypeSH
Market value$26.1K
2.77%
Sole
0.00
Shared
0.00
None
112.09K
AMAZON COM INC
SOLEShares213.86K
TypeSH
Market value$24.2K
2.56%
Sole
0.00
Shared
0.00
None
213.86K
JPMORGAN CHASE & CO
SOLEShares230.60K
TypeSH
Market value$24.1K
2.55%
Sole
0.00
Shared
0.00
None
230.60K
COCA COLA CO
SOLEShares413.86K
TypeSH
Market value$23.2K
2.46%
Sole
0.00
Shared
0.00
None
413.86K
WASTE MGMT INC DEL
SOLEShares141.11K
TypeSH
Market value$22.6K
2.39%
Sole
0.00
Shared
0.00
None
141.11K
DISNEY WALT CO
SOLEShares237.88K
TypeSH
Market value$22.4K
2.38%
Sole
0.00
Shared
0.00
None
237.88K
QUEST DIAGNOSTICS INC
SOLEShares175.94K
TypeSH
Market value$21.6K
2.29%
Sole
0.00
Shared
0.00
None
175.94K
STARBUCKS CORP
SOLEShares250.97K
TypeSH
Market value$21.1K
2.24%
Sole
0.00
Shared
0.00
None
250.97K
ISHARES TR
SOLEShares396.33K
TypeSH
Market value$20.9K
2.21%
Sole
0.00
Shared
0.00
None
396.33K
ISHARES TR
SOLEShares213.02K
TypeSH
Market value$19.5K
2.07%
Sole
0.00
Shared
0.00
None
213.02K
APPLE INC
SOLEShares140K
TypeSH
Market value$19.3K
2.05%
Sole
0.00
Shared
0.00
None
140K
EXXON MOBIL CORP
SOLEShares218.17K
TypeSH
Market value$19.0K
2.02%
Sole
0.00
Shared
0.00
None
218.17K
ISHARES TR
SOLEShares193.26K
TypeSH
Market value$18.6K
1.97%
Sole
0.00
Shared
0.00
None
193.26K
UNION PAC CORP
SOLEShares93.41K
TypeSH
Market value$18.2K
1.93%
Sole
0.00
Shared
0.00
None
93.41K
ELECTRONIC ARTS INC
SOLEShares156.49K
TypeSH
Market value$18.1K
1.92%
Sole
0.00
Shared
0.00
None
156.49K
VANGUARD TAX-MANAGED FDS
SOLEShares476.07K
TypeSH
Market value$17.3K
1.83%
Sole
0.00
Shared
0.00
None
476.07K
BANK NEW YORK MELLON CORP
SOLEShares442.79K
TypeSH
Market value$17.1K
1.81%
Sole
0.00
Shared
0.00
None
442.79K
COGNIZANT TECHNOLOGY SOLUTIO
SOLEShares291.99K
TypeSH
Market value$16.8K
1.78%
Sole
0.00
Shared
0.00
None
291.99K
PPL CORP
SOLEShares660.52K
TypeSH
Market value$16.7K
1.77%
Sole
0.00
Shared
0.00
None
660.52K
META PLATFORMS INC
SOLEShares122.62K
TypeSH
Market value$16.6K
1.76%
Sole
0.00
Shared
0.00
None
122.62K
PHILIP MORRIS INTL INC
SOLEShares197.32K
TypeSH
Market value$16.4K
1.73%
Sole
0.00
Shared
0.00
None
197.32K
VANGUARD BD INDEX FDS
SOLEShares208.47K
TypeSH
Market value$15.6K
1.65%
Sole
0.00
Shared
0.00
None
208.47K
WELLS FARGO CO NEW
SOLEShares12.70K
TypeSH
Market value$15.3K
1.62%
Sole
0.00
Shared
0.00
None
12.70K
ISHARES TR
SOLEShares67.82K
TypeSH
Market value$14.9K
1.58%
Sole
0.00
Shared
0.00
None
67.82K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
UNITEDHEALTH GROUP INCSOLE | COM | 67.28K | SH | $34.0K 3.60% | 0.00 | 0.00 | 67.28K |
MICROSOFT CORPSOLE | COM | 112.09K | SH | $26.1K 2.77% | 0.00 | 0.00 | 112.09K |
AMAZON COM INCSOLE | COM | 213.86K | SH | $24.2K 2.56% | 0.00 | 0.00 | 213.86K |
JPMORGAN CHASE & COSOLE | COM | 230.60K | SH | $24.1K 2.55% | 0.00 | 0.00 | 230.60K |
COCA COLA COSOLE | COM | 413.86K | SH | $23.2K 2.46% | 0.00 | 0.00 | 413.86K |
WASTE MGMT INC DELSOLE | COM | 141.11K | SH | $22.6K 2.39% | 0.00 | 0.00 | 141.11K |
DISNEY WALT COSOLE | COM | 237.88K | SH | $22.4K 2.38% | 0.00 | 0.00 | 237.88K |
QUEST DIAGNOSTICS INCSOLE | COM | 175.94K | SH | $21.6K 2.29% | 0.00 | 0.00 | 175.94K |
STARBUCKS CORPSOLE | COM | 250.97K | SH | $21.1K 2.24% | 0.00 | 0.00 | 250.97K |
ISHARES TRSOLE | CORE MSCI EAFE | 396.33K | SH | $20.9K 2.21% | 0.00 | 0.00 | 396.33K |
ISHARES TRSOLE | MBS ETF | 213.02K | SH | $19.5K 2.07% | 0.00 | 0.00 | 213.02K |
APPLE INCSOLE | COM | 140K | SH | $19.3K 2.05% | 0.00 | 0.00 | 140K |
EXXON MOBIL CORPSOLE | COM | 218.17K | SH | $19.0K 2.02% | 0.00 | 0.00 | 218.17K |
ISHARES TRSOLE | CORE US AGGBD ET | 193.26K | SH | $18.6K 1.97% | 0.00 | 0.00 | 193.26K |
UNION PAC CORPSOLE | COM | 93.41K | SH | $18.2K 1.93% | 0.00 | 0.00 | 93.41K |
ELECTRONIC ARTS INCSOLE | COM | 156.49K | SH | $18.1K 1.92% | 0.00 | 0.00 | 156.49K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 476.07K | SH | $17.3K 1.83% | 0.00 | 0.00 | 476.07K |
BANK NEW YORK MELLON CORPSOLE | COM | 442.79K | SH | $17.1K 1.81% | 0.00 | 0.00 | 442.79K |
COGNIZANT TECHNOLOGY SOLUTIOSOLE | CL A | 291.99K | SH | $16.8K 1.78% | 0.00 | 0.00 | 291.99K |
PPL CORPSOLE | COM | 660.52K | SH | $16.7K 1.77% | 0.00 | 0.00 | 660.52K |
META PLATFORMS INCSOLE | CL A | 122.62K | SH | $16.6K 1.76% | 0.00 | 0.00 | 122.62K |
PHILIP MORRIS INTL INCSOLE | COM | 197.32K | SH | $16.4K 1.73% | 0.00 | 0.00 | 197.32K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 208.47K | SH | $15.6K 1.65% | 0.00 | 0.00 | 208.47K |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 12.70K | SH | $15.3K 1.62% | 0.00 | 0.00 | 12.70K |
ISHARES TRSOLE | CORE S&P MCP ETF | 67.82K | SH | $14.9K 1.58% | 0.00 | 0.00 | 67.82K |
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