GALTIE PHILIPPE (Executive Vice President) exercised options at TIFFANY & CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

GALTIE PHILIPPE

Filed: 12/28/2020ACC: 0000098246-20-000148

InsiderGALTIE PHILIPPECIK 1651698

→

IssuerTIFFANY & COCIK 98246

Officer· Executive Vice President

Since Jul 2018

-18.62K

Net shares

Net seller

$2.44M

Total sold

Open market trades

0B · 0S

Total transactions

34.99K acquired · 53.61K disposed

Non-Derivative Transactions6

Common Stock $.01 Par

Direct

M · Option Exercise

+14.68K

Price / share

—

Trade value

—

% of position

34.7%

12/22/2020

42.36K→57.04K

Common Stock $.01 Par

Direct

M · Option Exercise

+852.00

Price / share

—

Trade value

—

% of position

1.5%

12/22/2020

57.04K→57.89K

Common Stock $.01 Par

Direct

F · Tax Withholding

−8.27K

Price / share

$131.18

Trade value

$1.08M

% of position

14.3%

12/22/2020

57.89K→49.62K

Common Stock $.01 Par

Direct

M · Option Exercise

+18.77K

Price / share

—

Trade value

—

% of position

37.8%

12/22/2020

49.62K→68.39K

Common Stock $.01 Par

Direct

M · Option Exercise

+687.00

Price / share

—

Trade value

—

% of position

1.0%

12/22/2020

68.39K→69.08K

Common Stock $.01 Par

Direct

F · Tax Withholding

−10.35K

Price / share

$131.18

Trade value

$1.36M

% of position

15.0%

12/22/2020

69.08K→58.73K

Total

Net shares

+16.37K

Net value

-$2.44M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock $.01 Par Direct	12/22/2020	M · Option Exercise	+14.68K	—	—	34.7%	42.36K	57.04K
Common Stock $.01 Par Direct	12/22/2020	M · Option Exercise	+852.00	—	—	1.5%	57.04K	57.89K
Common Stock $.01 Par Direct	12/22/2020	F · Tax Withholding	−8.27K	$131.18	$1.08M	14.3%	57.89K	49.62K
Common Stock $.01 Par Direct	12/22/2020	M · Option Exercise	+18.77K	—	—	37.8%	49.62K	68.39K
Common Stock $.01 Par Direct	12/22/2020	M · Option Exercise	+687.00	—	—	1.0%	68.39K	69.08K
Common Stock $.01 Par Direct	12/22/2020	F · Tax Withholding	−10.35K	$131.18	$1.36M	15.0%	69.08K	58.73K
Total			+16.37K		-$2.44M

Derivative Transactions3

Performance-based Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

14.68K shares

−14.68K

Strike price

Held after

0.00

Exercisable

—

12/22/2020

Performance-based Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

18.77K shares

−18.77K

Strike price

Held after

0.00

Exercisable

—

12/22/2020

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

1.54K shares

−1.54K

Strike price

Held after

390.00

Exercisable

—

12/22/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance-based Restricted Stock Units Direct	Common Stock $.01 Par14.68K shares	12/22/2020	M · Option Exercise	−14.68K	—	0.00
Performance-based Restricted Stock Units Direct	Common Stock $.01 Par18.77K shares	12/22/2020	M · Option Exercise	−18.77K	—	0.00
Dividend Equivalent Units Direct	Common Stock $.01 Par1.54K shares	12/22/2020	M · Option Exercise	−1.54K	—	390.00