GALTIE PHILIPPE (Executive Vice President) exercised options at TIFFANY & CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises

GALTIE PHILIPPE

Filed: 12/19/2019ACC: 0000098246-19-000155

InsiderGALTIE PHILIPPECIK 1651698

→

IssuerTIFFANY & COCIK 98246

Officer· Executive Vice President

Since Jul 2018

-4.26K

Net shares

Net seller

$569.6K

Total sold

Open market trades

0B · 0S

Total transactions

8K acquired · 12.27K disposed

Non-Derivative Transactions9

Common Stock $.01 Par

Direct

M · Option Exercise

+1.54K

Price / share

—

Trade value

—

% of position

14.7%

12/17/2019

10.44K→11.98K

Common Stock $.01 Par

Direct

M · Option Exercise

+92.00

Price / share

—

Trade value

—

% of position

0.8%

12/17/2019

11.98K→12.07K

Common Stock $.01 Par

Direct

F · Tax Withholding

−870.00

Price / share

$133.69

Trade value

$116.31K

% of position

7.2%

12/17/2019

12.07K→11.21K

Common Stock $.01 Par

Direct

M · Option Exercise

+1.36K

Price / share

—

Trade value

—

% of position

12.1%

12/17/2019

11.21K→12.57K

Common Stock $.01 Par

Direct

M · Option Exercise

+67.00

Price / share

—

Trade value

—

% of position

0.5%

12/17/2019

12.57K→12.63K

Common Stock $.01 Par

Direct

F · Tax Withholding

−760.00

Price / share

$133.69

Trade value

$101.60K

% of position

6.0%

12/17/2019

12.63K→11.87K

Common Stock $.01 Par

Direct

M · Option Exercise

+4.66K

Price / share

—

Trade value

—

% of position

39.3%

12/17/2019

11.87K→16.54K

Common Stock $.01 Par

Direct

M · Option Exercise

+281.00

Price / share

—

Trade value

—

% of position

1.7%

12/17/2019

16.54K→16.82K

Common Stock $.01 Par

Direct

F · Tax Withholding

−2.63K

Price / share

$133.69

Trade value

$351.73K

% of position

15.6%

12/17/2019

16.82K→14.19K

Total

Net shares

+3.74K

Net value

-$569.63K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+1.54K	—	—	14.7%	10.44K	11.98K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+92.00	—	—	0.8%	11.98K	12.07K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−870.00	$133.69	$116.31K	7.2%	12.07K	11.21K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+1.36K	—	—	12.1%	11.21K	12.57K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+67.00	—	—	0.5%	12.57K	12.63K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−760.00	$133.69	$101.60K	6.0%	12.63K	11.87K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+4.66K	—	—	39.3%	11.87K	16.54K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+281.00	—	—	1.7%	16.54K	16.82K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−2.63K	$133.69	$351.73K	15.6%	16.82K	14.19K
Total			+3.74K		-$569.63K

Derivative Transactions6

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

1.54K shares

−1.54K

Strike price

Held after

0.00

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

92.00 shares

−92.00

Strike price

Held after

1.79K

Exercisable

—

12/17/2019

Common Stock $.01 Par

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

1.36K shares

−1.36K

Strike price

Held after

1.36K

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

67.00 shares

−67.00

Strike price

Held after

1.73K

Exercisable

—

12/17/2019

Performance-based Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

4.66K shares

−4.66K

Strike price

Held after

7.64K

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

281.00 shares

−281.00

Strike price

Held after

1.45K

Exercisable

—

12/17/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock $.01 Par1.54K shares	12/17/2019	M · Option Exercise	−1.54K	—	0.00
Dividend Equivalent Units Direct	Common Stock $.01 Par92.00 shares	12/17/2019	M · Option Exercise	−92.00	—	1.79K
Common Stock $.01 Par Direct	Common Stock $.01 Par1.36K shares	12/17/2019	M · Option Exercise	−1.36K	—	1.36K
Dividend Equivalent Units Direct	Common Stock $.01 Par67.00 shares	12/17/2019	M · Option Exercise	−67.00	—	1.73K
Performance-based Restricted Stock Units Direct	Common Stock $.01 Par4.66K shares	12/17/2019	M · Option Exercise	−4.66K	—	7.64K
Dividend Equivalent Units Direct	Common Stock $.01 Par281.00 shares	12/17/2019	M · Option Exercise	−281.00	—	1.45K