GALLAGHER FIDUCIARY ADVISORS, LLC

Filed: 11/14/2023ACC: 0001085146-23-004488

📋 What this filing means

GALLAGHER FIDUCIARY ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 171 equity positions with a total reported market value of $1.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

171

Positions

$1.14B

Total AUM (reported)

39.61M

Total Shares

Allocation by class

COM$477.50M42.0%

COM NEW$209.59M18.4%

CL A$77.62M6.8%

0-5YR HI YL CP$34.10M3.0%

SM CP VAL ETF$31.44M2.8%

CORE S&P US VLU$30.63M2.7%

CORE US AGGBD ET$29.14M2.6%

Portfolio Concentration

Top 3$665.22M58.5%

4–10$220.52M19.4%

11–25$157.96M13.9%

Rest$92.71M8.2%

Top 3 weight

58.5%

Top 10 weight

77.9%

Voting Authority Distribution

Total shares with voting rights: 39.61M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

30.90M

% of voting shares78.0%

None

No voting authority

8.71M

% of voting shares22.0%

Investment Discretion (by position count)

Sole0

Shared0

Other171

Dominant voting typeShared · 78.0% of voting shares

Institutional Holdings171

Rows:

PG&E CORP

DFND

COM

Shares23.58M

TypeSH

Market value$380.33M

33.47%

Sole

0.00

Shared

23.58M

None

50.00

DELTA AIR LINES INC DEL

DFND

COM NEW

Shares5.63M

TypeSH

Market value$208.44M

18.34%

Sole

0.00

Shared

5.63M

None

2.19K

CBRE GROUP INC

DFND

CL A

Shares1.04M

TypeSH

Market value$76.45M

6.73%

Sole

0.00

Shared

0.00

None

1.04M

FRANKLIN RESOURCES INC

DFND

COM

Shares1.69M

TypeSH

Market value$41.52M

3.65%

Sole

0.00

Shared

1.69M

None

1.00

ISHARES TR

DFND

0-5YR HI YL CP

Shares831.11K

TypeSH

Market value$34.10M

3.00%

Sole

0.00

Shared

0.00

None

831.11K

VANGUARD INDEX FDS

DFND

SM CP VAL ETF

Shares197.12K

TypeSH

Market value$31.44M

2.77%

Sole

0.00

Shared

0.00

None

197.12K

ISHARES TR

DFND

CORE S&P US VLU

Shares410.52K

TypeSH

Market value$30.63M

2.70%

Sole

0.00

Shared

0.00

None

410.52K

ISHARES TR

DFND

CORE US AGGBD ET

Shares309.87K

TypeSH

Market value$29.14M

2.56%

Sole

0.00

Shared

0.00

None

309.87K

VANGUARD ADMIRAL FDS INC

DFND

SMLCP 600 VAL

Shares369.34K

TypeSH

Market value$28.46M

2.50%

Sole

0.00

Shared

0.00

None

369.34K

ISHARES TR

DFND

CORE MSCI EAFE

Shares392.13K

TypeSH

Market value$25.23M

2.22%

Sole

0.00

Shared

0.00

None

392.13K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares398.86K

TypeSH

Market value$19.88M

1.75%

Sole

0.00

Shared

0.00

None

398.86K

ISHARES TR

DFND

CORE DIV GRWTH

Shares394.98K

TypeSH

Market value$19.56M

1.72%

Sole

0.00

Shared

0.00

None

394.98K

ISHARES INC

DFND

CORE MSCI EMKT

Shares382.91K

TypeSH

Market value$18.22M

1.60%

Sole

0.00

Shared

0.00

None

382.91K

VANGUARD INDEX FDS

DFND

VALUE ETF

Shares119.14K

TypeSH

Market value$16.43M

1.45%

Sole

0.00

Shared

0.00

None

119.14K

CLEVELAND-CLIFFS INC NEW

DFND

COM

Shares798.66K

TypeSH

Market value$12.48M

1.10%

Sole

0.00

Shared

0.00

None

798.66K

VANGUARD INDEX FDS

DFND

SML CP GRW ETF

Shares57.44K

TypeSH

Market value$12.30M

1.08%

Sole

0.00

Shared

0.00

None

57.44K

ISHARES TR

DFND

MRGSTR SM CP GR

Shares311.61K

TypeSH

Market value$12.08M

1.06%

Sole

0.00

Shared

0.00

None

311.61K

ISHARES TR

DFND

CORE S&P US GWT

Shares118.58K

TypeSH

Market value$11.24M

0.99%

Sole

0.00

Shared

0.00

None

118.58K

ISHARES TR

DFND

CORE TOTAL USD

Shares145.74K

TypeSH

Market value$6.37M

0.56%

Sole

0.00

Shared

0.00

None

145.74K

ISHARES TR

DFND

SHORT TREAS BD

Shares54.99K

TypeSH

Market value$6.07M

0.53%

Sole

0.00

Shared

0.00

None

54.99K

ISHARES TR

DFND

CORE HIGH DV ETF

Shares58.98K

TypeSH

Market value$5.83M

0.51%

Sole

0.00

Shared

0.00

None

58.98K

FIRST TR MULTI CAP GROWTH AL

DFND

COM SHS

Shares49.75K

TypeSH

Market value$4.98M

0.44%

Sole

0.00

Shared

0.00

None

49.75K

VANGUARD INDEX FDS

DFND

GROWTH ETF

Shares16.97K

TypeSH

Market value$4.62M

0.41%

Sole

0.00

Shared

0.00

None

16.97K

SELECT SECTOR SPDR TR

DFND

TECHNOLOGY

Shares24.70K

TypeSH

Market value$4.05M

0.36%

Sole

0.00

Shared

0.00

None

24.70K

APPLE INC

DFND

COM

Shares22.36K

TypeSH

Market value$3.83M

0.34%

Sole

0.00

Shared

0.00

None

22.36K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
PG&E CORPDFND	COM	23.58M	SH	$380.33M 33.47%	23.58M	50.00
DELTA AIR LINES INC DELDFND	COM NEW	5.63M	SH	$208.44M 18.34%	5.63M	2.19K
CBRE GROUP INCDFND	CL A	1.04M	SH	$76.45M 6.73%	0.00	1.04M
FRANKLIN RESOURCES INCDFND	COM	1.69M	SH	$41.52M 3.65%	1.69M	1.00
ISHARES TRDFND	0-5YR HI YL CP	831.11K	SH	$34.10M 3.00%	0.00	831.11K
VANGUARD INDEX FDSDFND	SM CP VAL ETF	197.12K	SH	$31.44M 2.77%	0.00	197.12K
ISHARES TRDFND	CORE S&P US VLU	410.52K	SH	$30.63M 2.70%	0.00	410.52K
ISHARES TRDFND	CORE US AGGBD ET	309.87K	SH	$29.14M 2.56%	0.00	309.87K
VANGUARD ADMIRAL FDS INCDFND	SMLCP 600 VAL	369.34K	SH	$28.46M 2.50%	0.00	369.34K
ISHARES TRDFND	CORE MSCI EAFE	392.13K	SH	$25.23M 2.22%	0.00	392.13K
ISHARES TRDFND	ISHS 1-5YR INVS	398.86K	SH	$19.88M 1.75%	0.00	398.86K
ISHARES TRDFND	CORE DIV GRWTH	394.98K	SH	$19.56M 1.72%	0.00	394.98K
ISHARES INCDFND	CORE MSCI EMKT	382.91K	SH	$18.22M 1.60%	0.00	382.91K
VANGUARD INDEX FDSDFND	VALUE ETF	119.14K	SH	$16.43M 1.45%	0.00	119.14K
CLEVELAND-CLIFFS INC NEWDFND	COM	798.66K	SH	$12.48M 1.10%	0.00	798.66K
VANGUARD INDEX FDSDFND	SML CP GRW ETF	57.44K	SH	$12.30M 1.08%	0.00	57.44K
ISHARES TRDFND	MRGSTR SM CP GR	311.61K	SH	$12.08M 1.06%	0.00	311.61K
ISHARES TRDFND	CORE S&P US GWT	118.58K	SH	$11.24M 0.99%	0.00	118.58K
ISHARES TRDFND	CORE TOTAL USD	145.74K	SH	$6.37M 0.56%	0.00	145.74K
ISHARES TRDFND	SHORT TREAS BD	54.99K	SH	$6.07M 0.53%	0.00	54.99K
ISHARES TRDFND	CORE HIGH DV ETF	58.98K	SH	$5.83M 0.51%	0.00	58.98K
FIRST TR MULTI CAP GROWTH ALDFND	COM SHS	49.75K	SH	$4.98M 0.44%	0.00	49.75K
VANGUARD INDEX FDSDFND	GROWTH ETF	16.97K	SH	$4.62M 0.41%	0.00	16.97K
SELECT SECTOR SPDR TRDFND	TECHNOLOGY	24.70K	SH	$4.05M 0.36%	0.00	24.70K
APPLE INCDFND	COM	22.36K	SH	$3.83M 0.34%	0.00	22.36K

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