GAGLIONE KENNETH (VP - Operations) exercised options at HUDSON TECHNOLOGIES INC /NY

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

GAGLIONE KENNETH

Filed: 9/14/2023ACC: 0001062993-23-018017

InsiderGAGLIONE KENNETHCIK 1824089

→

IssuerHUDSON TECHNOLOGIES INC /NYCIK 925528

Officer· VP - Operations

Since Sep 2020

-101.47K

Net shares

Net seller

$1.23M

Total sold

Open market trades

0B · 0S

Total transactions

171.23K acquired · 272.70K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+90.14K

Price / share

$1.23

Trade value

$110.87K

% of position

715.3%

9/12/2023

12.60K→102.74K

Common Stock

Direct

F · Tax Withholding

−44.77K

Price / share

$12.14

Trade value

$543.56K

% of position

43.6%

9/12/2023

102.74K→57.96K

Common Stock

Direct

M · Option Exercise

+23.81K

Price / share

$1.60

Trade value

$38.10K

% of position

41.1%

9/12/2023

57.96K→81.77K

Common Stock

Direct

F · Tax Withholding

−12.14K

Price / share

$12.14

Trade value

$147.43K

% of position

14.9%

9/12/2023

81.77K→69.63K

Common Stock

Direct

M · Option Exercise

+23.90K

Price / share

$3.81

Trade value

$91.07K

% of position

34.3%

9/12/2023

69.63K→93.53K

Common Stock

Direct

F · Tax Withholding

−14.43K

Price / share

$12.14

Trade value

$175.19K

% of position

15.4%

9/12/2023

93.53K→79.10K

Common Stock

Direct

M · Option Exercise

+33.38K

Price / share

$10.09

Trade value

$336.79K

% of position

42.2%

9/12/2023

79.10K→112.48K

Common Stock

Direct

F · Tax Withholding

−30.12K

Price / share

$12.14

Trade value

$365.71K

% of position

26.8%

9/12/2023

112.48K→82.35K

Total

Net shares

+69.75K

Net value

-$655.06K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/12/2023	M · Option Exercise	+90.14K	$1.23	$110.87K	715.3%	12.60K	102.74K
Common Stock Direct	9/12/2023	F · Tax Withholding	−44.77K	$12.14	$543.56K	43.6%	102.74K	57.96K
Common Stock Direct	9/12/2023	M · Option Exercise	+23.81K	$1.60	$38.10K	41.1%	57.96K	81.77K
Common Stock Direct	9/12/2023	F · Tax Withholding	−12.14K	$12.14	$147.43K	14.9%	81.77K	69.63K
Common Stock Direct	9/12/2023	M · Option Exercise	+23.90K	$3.81	$91.07K	34.3%	69.63K	93.53K
Common Stock Direct	9/12/2023	F · Tax Withholding	−14.43K	$12.14	$175.19K	15.4%	93.53K	79.10K
Common Stock Direct	9/12/2023	M · Option Exercise	+33.38K	$10.09	$336.79K	42.2%	79.10K	112.48K
Common Stock Direct	9/12/2023	F · Tax Withholding	−30.12K	$12.14	$365.71K	26.8%	112.48K	82.35K
Total			+69.75K		-$655.06K

Derivative Transactions4

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

90.14K shares

−90.14K

Strike price

1.23

Held after

0.00

Exercisable

—

9/12/2023

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

23.81K shares

−23.81K

Strike price

1.60

Held after

0.00

Exercisable

—

9/12/2023

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

23.90K shares

−23.90K

Strike price

3.81

Held after

0.00

Exercisable

—

9/12/2023

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

33.38K shares

−33.38K

Strike price

10.09

Held after

33.38K

Exercisable

—

9/12/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock90.14K shares	9/12/2023	M · Option Exercise	−90.14K	1.23	—	0.00
Stock Option Direct	Common Stock23.81K shares	9/12/2023	M · Option Exercise	−23.81K	1.60	—	0.00
Stock Option Direct	Common Stock23.90K shares	9/12/2023	M · Option Exercise	−23.90K	3.81	—	0.00
Stock Option Direct	Common Stock33.38K shares	9/12/2023	M · Option Exercise	−33.38K	10.09	—	33.38K