GAGAS ADAM C. exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/29/2025ACC: 0000950170-25-112194
0.00
Net shares
Net seller
$34.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.12K acquired · 3.12K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.12K
Price / share
$11.09
Trade value
$34.56K
% of position
13.2%
8/28/2025
23.68K→26.80K
Total
Net shares
+3.12K
Net value
$34.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/28/2025 | M · Option Exercise | +3.12K | $11.09 | $34.56K | 13.2% | 23.68K | 26.80K |
| Total | +3.12K | $34.56K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
3.12K shares
Shares
−3.12K
Strike price
11.09
Held after
0.00
Exercisable
—
8/28/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock3.12K shares | 8/28/2025 | M · Option Exercise | −3.12K | 11.09 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned149.66K
Common Stock
IndirectShares owned15.80K
Total
165.46K indirect165.46K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 149.66K | Indirect |
| Common Stock | 15.80K | Indirect |
| Total | 165.46K | 165.46K indirect |
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
8.79K
Shares owned
8.79K
Exercise price
11.35
Expiration
—
Exercise window
—
Total
Underlying
8.79K
Owned
8.79K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 11.35 | — | — | 8.79K | 8.79K |
| Total | 8.79K | 8.79K | ||||