GAGAS ADAM C. exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/13/2025ACC: 0000950170-25-070006
0.00
Net shares
Net seller
$29.1K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.62K acquired · 2.62K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.62K
Price / share
$11.09
Trade value
$29.06K
% of position
12.4%
5/12/2025
21.07K→23.68K
Total
Net shares
+2.62K
Net value
$29.06K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/12/2025 | M · Option Exercise | +2.62K | $11.09 | $29.06K | 12.4% | 21.07K | 23.68K |
| Total | +2.62K | $29.06K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
2.62K shares
Shares
−2.62K
Strike price
11.09
Held after
3.12K
Exercisable
—
5/12/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock2.62K shares | 5/12/2025 | M · Option Exercise | −2.62K | 11.09 | — | 3.12K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned15.80K
Common Stock
IndirectShares owned149.66K
Total
165.46K indirect165.46K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 15.80K | Indirect |
| Common Stock | 149.66K | Indirect |
| Total | 165.46K | 165.46K indirect |
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
8.79K
Shares owned
8.79K
Exercise price
11.35
Expiration
—
Exercise window
—
Total
Underlying
8.79K
Owned
8.79K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 11.35 | — | — | 8.79K | 8.79K |
| Total | 8.79K | 8.79K | ||||