GAEHDE NICHOLAS C (President, Lexia Learning) exercised options at ROSETTA STONE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/20/2020ACC: 0001209191-20-020434
Officer· President, Lexia Learning
Since Dec 2018
-4.42K
Net shares
Net seller
$44.6K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
12.98K acquired · 17.40K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+12.98K
Price / share
—
Trade value
—
% of position
15.2%
3/17/2020
85.58K→98.57K
Common Stock
Direct
Shares
−542.00
Price / share
$10.08
Trade value
$5.46K
% of position
0.5%
3/18/2020
98.57K→98.02K
Common Stock
Direct
Shares
−3.88K
Price / share
$10.09
Trade value
$39.11K
% of position
4.0%
3/18/2020
98.02K→94.15K
Total
Net shares
+8.56K
Net value
-$44.57K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/17/2020 | M · Option Exercise | +12.98K | — | — | 15.2% | 85.58K | 98.57K |
| Common Stock Direct | 3/18/2020 | F · Tax Withholding | −542.00 | $10.08 | $5.46K | 0.5% | 98.57K | 98.02K |
| Common Stock Direct | 3/18/2020 | F · Tax Withholding | −3.88K | $10.09 | $39.11K | 4.0% | 98.02K | 94.15K |
| Total | +8.56K | -$44.57K | ||||||
Derivative Transactions1
Performance Share Units
Direct
Converts to
Common Stock
12.98K shares
Shares
−12.98K
Strike price
0.00
Held after
0.00
Exercisable
—
3/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Share Units Direct | Common Stock12.98K shares | 3/17/2020 | M · Option Exercise | −12.98K | 0.00 | — | 0.00 |