GAD THOMAS (President and Chairman) exercised options at Y-MABS THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/26/2023ACC: 0001104659-23-129202
DirectorOfficer· President and Chairman
Since Sep 2018
0.00
Net shares
Net seller
$100.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
50K acquired · 50K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+50K
Price / share
$2.00
Trade value
$100K
% of position
55.2%
12/21/2023
90.50K→140.50K
Total
Net shares
+50K
Net value
$100K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/21/2023 | M · Option Exercise | +50K | $2.00 | $100K | 55.2% | 90.50K | 140.50K |
| Total | +50K | $100K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
50K shares
Shares
−50K
Strike price
2
Held after
103K
Exercisable
—
12/21/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock50K shares | 12/21/2023 | M · Option Exercise | −50K | 2 | — | 103K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned265.03K
Common Stock
IndirectShares owned60K
Total
325.03K indirect325.03K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 265.03K | Indirect |
| Common Stock | 60K | Indirect |
| Total | 325.03K | 325.03K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported