FULLER MAX L (Executive Chairman) exercised options at US XPRESS ENTERPRISES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/16/2021ACC: 0001567619-21-006422
DirectorOfficer10% OwnerOther· Executive Chairman
Since Jun 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
66.66K acquired · 66.66K disposed
Non-Derivative Transactions1
Class B Common Stock
Direct
Shares
+66.66K
Price / share
—
Trade value
—
% of position
33.3%
3/14/2021
199.99K→266.65K
Total
Net shares
+66.66K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock Direct | 3/14/2021 | M · Option Exercise | +66.66K | — | — | 33.3% | 199.99K | 266.65K |
| Total | +66.66K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class B Common Stock
66.66K shares
Shares
−66.66K
Strike price
Held after
200K
Exercisable
—
3/14/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class B Common Stock66.66K shares | 3/14/2021 | M · Option Exercise | −66.66K | — | 200K |
Non-Derivative Holdings (Post-Transaction)4
Class B Common Stock
IndirectShares owned8.26M
Class A Common Stock
DirectShares owned116.73K
Class B Common Stock
IndirectShares owned1.99M
Class A Common Stock
IndirectShares owned843.17K
Total
116.73K direct·11.10M indirect11.21M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B Common Stock | 8.26M | Indirect |
| Class A Common Stock | 116.73K | Direct |
| Class B Common Stock | 1.99M | Indirect |
| Class A Common Stock | 843.17K | Indirect |
| Total | 11.21M | 116.73K direct·11.10M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported