FULLER MAX L (Executive Chairman) exercised options at US XPRESS ENTERPRISES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/17/2020ACC: 0001567619-20-006602
DirectorOfficer10% OwnerOther· Executive Chairman
Since Jun 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
66.66K acquired · 66.66K disposed
Non-Derivative Transactions1
Class B Common Stock
Direct
Shares
+66.66K
Price / share
—
Trade value
—
% of position
50.0%
3/14/2020
133.33K→199.99K
Total
Net shares
+66.66K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock Direct | 3/14/2020 | M · Option Exercise | +66.66K | — | — | 50.0% | 133.33K | 199.99K |
| Total | +66.66K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class B Common Stock
66.66K shares
Shares
−66.66K
Strike price
Held after
266.67K
Exercisable
—
3/14/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class B Common Stock66.66K shares | 3/14/2020 | M · Option Exercise | −66.66K | — | 266.67K |
Non-Derivative Holdings (Post-Transaction)4
Class B Common Stock
IndirectShares owned8.26M
Class A Common Stock
DirectShares owned85.45K
Class A Common Stock
IndirectShares owned760.86K
Class B Common Stock
IndirectShares owned1.99M
Total
85.45K direct·11.02M indirect11.10M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B Common Stock | 8.26M | Indirect |
| Class A Common Stock | 85.45K | Direct |
| Class A Common Stock | 760.86K | Indirect |
| Class B Common Stock | 1.99M | Indirect |
| Total | 11.10M | 85.45K direct·11.02M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported