FRYE JAMES E. JR. enters SMG INDUSTRIES INC. with 375K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/9/2021ACC: 0001104659-21-033693
Director10% Owner
Since Sep 2020
375K
Baseline shares
100% direct
375K
Direct ownership
1 position
2.50M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned375K
Total
375K direct375K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 375K | Direct |
| Total | 375K | 375K direct |
Derivative Holdings1
Convertible Note
DirectUnderlying security
Common Stock
Underlying shares
2.50M
Shares owned
N/A
Exercise price
0.10
Expiration
—
Exercise window
—
Total
Underlying
2.50M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Note Direct | Common Stock | 0.10 | — | — | 2.50M | N/A |
| Total | 2.50M | 0.00 | ||||