FROST PHILLIP MD ET AL reported 4 transactions at CASTLE BRANDS INC
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−43.98M
Price / share
$1.27
Trade value
$55.85M
% of position
Common Stock
Shares
−9.37M
Price / share
$1.27
Trade value
$11.90M
% of position
Common Stock
Shares
−787.28K
Price / share
$1.27
Trade value
$999.84K
% of position
Common Stock
Shares
−22.50K
Price / share
$1.27
Trade value
$28.57K
% of position
Net shares
−54.16M
Net value
-$68.78M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 10/8/2019 | U · U | −43.98M | $1.27 | $55.85M | New position | 43.98M | 0.00 |
| Common Stock Indirect | 10/8/2019 | U · U | −9.37M | $1.27 | $11.90M | New position | 9.37M | 0.00 |
| Common Stock Direct | 10/8/2019 | U · U | −787.28K | $1.27 | $999.84K | 97.2% | 809.78K | 22.50K |
| Common Stock Direct | 10/8/2019 | D · Disposition | −22.50K | $1.27 | $28.57K | New position | 22.50K | 0.00 |
| Total | −54.16M | -$68.78M | ||||||
Stock Option (Right to Buy)
Common Stock
20K shares
Shares
−20K
Strike price
1.07
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
20K shares
Shares
−20K
Strike price
1.46
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
20K shares
Shares
−20K
Strike price
0.84
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
20K shares
Shares
−20K
Strike price
1.04
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock20K shares | 10/8/2019 | D · Disposition | −20K | 1.07 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock20K shares | 10/8/2019 | D · Disposition | −20K | 1.46 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock20K shares | 10/8/2019 | D · Disposition | −20K | 0.84 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock20K shares | 10/8/2019 | D · Disposition | −20K | 1.04 | — | 0.00 |