FRONT STREET EQUITIES, LLC enters I3 VERTICALS, INC. with 3.10M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/25/2018ACC: 0001628280-18-008358
10% Owner
Since Jun 2019
3.10M
Baseline shares
1% direct
16.75K
Direct ownership
1 position
3.10M
Derivative underlying
3 instruments
3
Security positions
3.09M indirect
Non-Derivative Holdings3
Class B common stock, par value $0.0001 per share
IndirectShares owned2.62M
Class B common stock, par value $0.0001 per share
IndirectShares owned468.38K
Class B common stock, par value $0.0001 per share
DirectShares owned16.75K
Total
16.75K direct·3.09M indirect3.10M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B common stock, par value $0.0001 per share | 2.62M | Indirect |
| Class B common stock, par value $0.0001 per share | 468.38K | Indirect |
| Class B common stock, par value $0.0001 per share | 16.75K | Direct |
| Total | 3.10M | 16.75K direct·3.09M indirect |
Derivative Holdings3
Common Units
IndirectUnderlying security
Class A common stock, par value $0.0001 per share
Underlying shares
2.62M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Common Units
IndirectUnderlying security
Class A common stock, par value $0.0001 per share
Underlying shares
468.38K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Common Units
DirectUnderlying security
Class A common stock, par value $0.0001 per share
Underlying shares
16.75K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
3.10M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Units Indirect | Class A common stock, par value $0.0001 per share | — | — | 2.62M | N/A | |
| Common Units Indirect | Class A common stock, par value $0.0001 per share | — | — | 468.38K | N/A | |
| Common Units Direct | Class A common stock, par value $0.0001 per share | — | — | 16.75K | N/A | |
| Total | 3.10M | 0.00 | ||||