FRIEND DAVID reported 10 transactions at CARBONITE INC

Review the transaction codes below to understand the nature of each event.

FRIEND DAVID

Filed: 12/26/2019ACC: 0001340127-19-000193

InsiderFRIEND DAVIDCIK 1229269

→

IssuerCARBONITE INCCIK 1340127

Director

Since Jul 2018

-751.08K

Net shares

Net seller

$3.19M

Total sold

Open market trades

0B · 0S

Total transactions

138.84K acquired · 889.92K disposed

Non-Derivative Transactions10

Common Stock

Indirect

G · Gift

−37.63K

Price / share

—

Trade value

—

% of position

New position

12/6/2019

37.63K→0.00

Common Stock

Indirect

G · Gift

−285.42K

Price / share

—

Trade value

—

% of position

86.8%

12/9/2019

328.90K→43.48K

Common Stock

Indirect

J · J

−86.96K

Price / share

$23.00

Trade value

$2M

% of position

38.7%

12/13/2019

224.46K→137.51K

Common Stock

Indirect

J · J

+86.96K

Price / share

$23.00

Trade value

$2M

% of position

200.0%

12/13/2019

43.48K→130.44K

Common Stock

Indirect

D · Disposition

−137.51K

Price / share

—

Trade value

—

% of position

New position

12/13/2019

137.51K→0.00

Common Stock

Direct

D · Disposition

−8.21K

Price / share

—

Trade value

—

% of position

New position

12/13/2019

8.21K→0.00

Common Stock

Direct

J · J

−51.88K

Price / share

$23.00

Trade value

$1.19M

% of position

86.3%

12/18/2019

60.09K→8.21K

Common Stock

Indirect

J · J

+51.88K

Price / share

$23.00

Trade value

$1.19M

% of position

37.7%

12/18/2019

137.51K→189.39K

Common Stock

Indirect

G · Gift

−51.88K

Price / share

—

Trade value

—

% of position

27.4%

12/19/2019

189.39K→137.51K

Common Stock

Indirect

D · Disposition

−130.44K

Price / share

—

Trade value

—

% of position

New position

12/24/2019

130.44K→0.00

Total

Net shares

−651.08K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	12/6/2019	G · Gift	−37.63K	—	—	New position	37.63K	0.00
Common Stock Indirect	12/9/2019	G · Gift	−285.42K	—	—	86.8%	328.90K	43.48K
Common Stock Indirect	12/13/2019	J · J	−86.96K	$23.00	$2M	38.7%	224.46K	137.51K
Common Stock Indirect	12/13/2019	J · J	+86.96K	$23.00	$2M	200.0%	43.48K	130.44K
Common Stock Indirect	12/13/2019	D · Disposition	−137.51K	—	—	New position	137.51K	0.00
Common Stock Direct	12/13/2019	D · Disposition	−8.21K	—	—	New position	8.21K	0.00
Common Stock Direct	12/18/2019	J · J	−51.88K	$23.00	$1.19M	86.3%	60.09K	8.21K
Common Stock Indirect	12/18/2019	J · J	+51.88K	$23.00	$1.19M	37.7%	137.51K	189.39K
Common Stock Indirect	12/19/2019	G · Gift	−51.88K	—	—	27.4%	189.39K	137.51K
Common Stock Indirect	12/24/2019	D · Disposition	−130.44K	—	—	New position	130.44K	0.00
Total			−651.08K		$0.00

Derivative Transactions1

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

100K shares

−100K

Strike price

13.9

Held after

0.00

Exercisable

—

12/24/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock100K shares	12/24/2019	D · Disposition	−100K	13.9	—	0.00