Filed: 11/7/2019ACC: 0001790193-19-000003
0.00
Baseline shares
0.00
Direct ownership
0 positions
530.52K
Derivative underlying
5 instruments
0
Security positions
All direct
Non-Derivative Holdings0
No non-derivative holdings reported
Derivative Holdings5
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
5.33K
Shares owned
N/A
Exercise price
13.00
Expiration
—
Exercise window
—
Series B Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
285.58K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrant
IndirectUnderlying security
Series B Preferred Stock
Underlying shares
31.17K
Shares owned
N/A
Exercise price
1.16
Expiration
—
Exercise window
—
Series B Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
59.94K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrant
IndirectUnderlying security
Series B Preferred Stock
Underlying shares
148.50K
Shares owned
N/A
Exercise price
1.16
Expiration
—
Exercise window
—
Total
Underlying
530.52K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 13.00 | — | — | 5.33K | N/A |
| Series B Preferred Stock Indirect | Common Stock | — | — | 285.58K | N/A | |
| Warrant Indirect | Series B Preferred Stock | 1.16 | — | — | 31.17K | N/A |
| Series B Preferred Stock Indirect | Common Stock | — | — | 59.94K | N/A | |
| Warrant Indirect | Series B Preferred Stock | 1.16 | — | — | 148.50K | N/A |
| Total | 530.52K | 0.00 | ||||