FRIEDBERG ALBERT

PrivateCIK: 1268239

FRIEDBERG ALBERT exercised options at VACCINEX, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

FRIEDBERG ALBERT

Filed: 9/20/2024ACC: 0001062993-24-016838

InsiderFRIEDBERG ALBERTCIK 1268239

→

IssuerVACCINEX, INC.CIK 1205922

Director10% Owner

Since Aug 2018

+653.21K

Net shares

Net buyer

$1.35M

Total acquired

0

Open market trades

0B · 0S

5

Total transactions

893.22K acquired · 240.01K disposed

Non-Derivative Transactions2

Common Stock

Indirect

M · Option Exercise

Shares

+214.29K

Price / share

$5.64

Trade value

$1.21M

% of position

27.5%

9/18/2024

780.62K→994.91K

Common Stock

Indirect

M · Option Exercise

Shares

+25.72K

Price / share

$5.64

Trade value

$144.97K

% of position

2.6%

9/18/2024

994.91K→1.02M

Total

Net shares

+240.01K

Net value

$1.35M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	9/18/2024	M · Option Exercise	+214.29K	$5.64	$1.21M	27.5%	780.62K	994.91K
Common Stock Indirect	9/18/2024	M · Option Exercise	+25.72K	$5.64	$144.97K	2.6%	994.91K	1.02M
Total			+240.01K		$1.35M

Derivative Transactions3

Warrant (Right to Buy)

Indirect

M · Option Exercise

Converts to

Common Stock

214.29K shares

Shares

−214.29K

Strike price

5.636

Held after

0.00

Exercisable

—

9/18/2024

Warrant (Right to Buy)

Indirect

M · Option Exercise

Converts to

Common Stock

25.72K shares

Shares

−25.72K

Strike price

0.001

Held after

92.50K

Exercisable

—

9/18/2024

Warrant (Right to Buy)

Indirect

A · Award

Converts to

Common Stock

653.21K shares

Shares

+653.21K

Strike price

5.636

Held after

653.21K

Exercisable

—

9/18/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrant (Right to Buy) Indirect	Common Stock214.29K shares	9/18/2024	M · Option Exercise	−214.29K	5.636	—	0.00
Warrant (Right to Buy) Indirect	Common Stock25.72K shares	9/18/2024	M · Option Exercise	−25.72K	0.001	—	92.50K
Warrant (Right to Buy) Indirect	Common Stock653.21K shares	9/18/2024	A · Award	+653.21K	5.636	—	653.21K

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect

Shares owned16.72K

Common Stock

Direct

Shares owned2.09K

Common Stock

Indirect

Shares owned180.00

Total

2.09K direct·16.90K indirect19K

Security Title	Shares Owned	Ownership Type
Common Stock	16.72K	Indirect
Common Stock	2.09K	Direct
Common Stock	180.00	Indirect
Total	19K	2.09K direct·16.90K indirect

Derivative Holdings (Post-Transaction)1

Warrant (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

102.96K

Shares owned

102.96K

Exercise price

0.001

Expiration

—

Exercise window

—

Total

Underlying

102.96K

Owned

102.96K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant (Right to Buy) Indirect	Common Stock	0.001	—	—	102.96K	102.96K
Total					102.96K	102.96K

FRIEDBERG ALBERT — Insider Transaction (Form 4) Filed Sep 20, 2024 | Finecho