FRANTZ LEROY SCOTT reported 1 transaction at OXFORD LANE CAPITAL CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 3/16/2020ACC: 0001567619-20-006382
10% Owner
Since Feb 2020
-145.22K
Net shares
Net seller
$3.64M
Total sold
0
Open market trades
0B · 0S
1
Total transactions
145.22K disposed
Non-Derivative Transactions1
7.50% Series 2023 Term Preferred Stock
Direct
Shares
−145.22K
Price / share
$25.06
Trade value
$3.64M
% of position
33.2%
3/12/2020
437.62K→292.40K
Total
Net shares
−145.22K
Net value
-$3.64M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 7.50% Series 2023 Term Preferred Stock Direct | 3/12/2020 | J · J | −145.22K | $25.06 | $3.64M | 33.2% | 437.62K | 292.40K |
| Total | −145.22K | -$3.64M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
DirectShares owned1.01K
6.75% Series 2024 Term Preferred Stock
IndirectShares owned11.75K
6.25% Series 2027 Term Preferred Stock
DirectShares owned400K
6.75% Series 2024 Term Preferred Stock
DirectShares owned200K
Total
601.01K direct·11.75K indirect612.76K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.01K | Direct |
| 6.75% Series 2024 Term Preferred Stock | 11.75K | Indirect |
| 6.25% Series 2027 Term Preferred Stock | 400K | Direct |
| 6.75% Series 2024 Term Preferred Stock | 200K | Direct |
| Total | 612.76K | 601.01K direct·11.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported