FRANTZ LEROY SCOTT purchased 400K shares of OXFORD LANE CAPITAL CORP. on the open market
Open‑market purchase worth $10.00M. The strongest form of insider conviction signal.
P · 1 purchase
Filed: 2/10/2020ACC: 0001567619-20-002511
10% Owner
Since Feb 2020
+400K
Net shares
Net buyer
$10.00M
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
400K acquired
Non-Derivative Transactions1
6.25% Series 2027 Preferred Stock
Direct
Shares
+400K
Price / share
$25.00
Trade value
$10M
% of position
New position
2/6/2020
0.00→400K
Total
Net shares
+400K
Net value
$10M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 6.25% Series 2027 Preferred Stock Direct | 2/6/2020 | P · Purchase | +400K | $25.00 | $10M | New position | 0.00 | 400K |
| Total | +400K | $10M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
6.75 Series 2024 Term Preferred Stock
IndirectShares owned11.75K
7.50 Series 2023 Term Preferred Stock
DirectShares owned437.62K
6.75 Series 2024 Term Preferred Stock
DirectShares owned200K
Common Stock
DirectShares owned1.01K
Total
638.63K direct·11.75K indirect650.38K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| 6.75 Series 2024 Term Preferred Stock | 11.75K | Indirect |
| 7.50 Series 2023 Term Preferred Stock | 437.62K | Direct |
| 6.75 Series 2024 Term Preferred Stock | 200K | Direct |
| Common Stock | 1.01K | Direct |
| Total | 650.38K | 638.63K direct·11.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported