FRANTZ LEROY SCOTT reported 1 transaction at OXFORD LANE CAPITAL CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 4/19/2021ACC: 0001213900-21-022059
10% Owner
Since Feb 2020
-292.40K
Net shares
Net seller
$7.33M
Total sold
0
Open market trades
0B · 0S
1
Total transactions
292.40K disposed
Non-Derivative Transactions1
7.50% Series 2023 Term Preferred Stock
Direct
Shares
−292.40K
Price / share
$25.07
Trade value
$7.33M
% of position
New position
4/15/2021
292.40K→0.00
Total
Net shares
−292.40K
Net value
-$7.33M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 7.50% Series 2023 Term Preferred Stock Direct | 4/15/2021 | J · J | −292.40K | $25.07 | $7.33M | New position | 292.40K | 0.00 |
| Total | −292.40K | -$7.33M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
6.25% Series 2027 Term Preferred Stock
DirectShares owned400K
6.75% Series 2024 Term Preferred Stock
DirectShares owned200K
6.75% Series 2024 Term Preferred Stock
IndirectShares owned11.75K
Common Stock
DirectShares owned1.01K
Total
601.01K direct·11.75K indirect612.76K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| 6.25% Series 2027 Term Preferred Stock | 400K | Direct |
| 6.75% Series 2024 Term Preferred Stock | 200K | Direct |
| 6.75% Series 2024 Term Preferred Stock | 11.75K | Indirect |
| Common Stock | 1.01K | Direct |
| Total | 612.76K | 601.01K direct·11.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported