Filed: 1/4/2024ACC: 0001213900-24-001275
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Officer· Interim CEO
Since Aug 2021
+123.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
123.00 acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Series D Cumulative Convertible Preferred Stock
Direct
Converts to
Common Stock
18.00 shares
Shares
+123.00
Strike price
169.6
Held after
344.00
Exercisable
—
1/2/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series D Cumulative Convertible Preferred Stock Direct | Common Stock18.00 shares | 1/2/2024 | J · J | +123.00 | 169.6 | — | 344.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned435.00
Total
435.00 direct435.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 435.00 | Direct |
| Total | 435.00 | 435.00 direct |
Derivative Holdings (Post-Transaction)2
7.00% Senior Subordinated Convertible Notes due 2031
DirectUnderlying security
Common Stock
Underlying shares
124.50K
Shares owned
N/A
Exercise price
0.21
Expiration
—
Exercise window
—
Series B Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
76.00
Shares owned
1.22K
Exercise price
400
Expiration
—
Exercise window
—
Total
Underlying
124.57K
Owned
1.22K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| 7.00% Senior Subordinated Convertible Notes due 2031 Direct | Common Stock | 0.21 | — | — | 124.50K | N/A |
| Series B Convertible Preferred Stock Direct | Common Stock | 400 | — | — | 76.00 | 1.22K |
| Total | 124.57K | 1.22K | ||||