Filed: 7/5/2023ACC: 0001213900-23-054928
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Officer· Interim CEO
Since Aug 2021
+129.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
129.00 acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Series D Cumulative Convertible Preferred Stock
Direct
Converts to
Common Stock
190.00 shares
Shares
+129.00
Strike price
16.96
Held after
221.00
Exercisable
—
6/30/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series D Cumulative Convertible Preferred Stock Direct | Common Stock190.00 shares | 6/30/2023 | J · J | +129.00 | 16.96 | — | 221.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned4.36K
Total
4.36K direct4.36K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.36K | Direct |
| Total | 4.36K | 4.36K direct |
Derivative Holdings (Post-Transaction)2
Series B Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
764.00
Shares owned
1.22K
Exercise price
40
Expiration
—
Exercise window
—
7.00% Senior Subordinated Convertible Notes due 2031
DirectUnderlying security
Common Stock
Underlying shares
4.28K
Shares owned
N/A
Exercise price
6.25
Expiration
—
Exercise window
—
Total
Underlying
5.04K
Owned
1.22K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series B Convertible Preferred Stock Direct | Common Stock | 40 | — | — | 764.00 | 1.22K |
| 7.00% Senior Subordinated Convertible Notes due 2031 Direct | Common Stock | 6.25 | — | — | 4.28K | N/A |
| Total | 5.04K | 1.22K | ||||