FRANKLIN LAURENCE exercised options at ROSETTA STONE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/13/2020ACC: 0001209191-20-028786
-13.82K
Net shares
Net seller
$251.3K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
18.89K acquired · 32.71K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+18.89K
Price / share
—
Trade value
—
% of position
49.6%
5/11/2020
38.06K→56.95K
Common Stock
Direct
Shares
−13.82K
Price / share
$18.19
Trade value
$251.33K
% of position
24.3%
5/11/2020
56.95K→43.13K
Total
Net shares
+5.08K
Net value
-$251.33K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/11/2020 | M · Option Exercise | +18.89K | — | — | 49.6% | 38.06K | 56.95K |
| Common Stock Direct | 5/11/2020 | F · Tax Withholding | −13.82K | $18.19 | $251.33K | 24.3% | 56.95K | 43.13K |
| Total | +5.08K | -$251.33K | ||||||
Derivative Transactions3
Stock Option (right to buy)
Direct
Converts to
Common Stock
2.98K shares
Shares
−2.98K
Strike price
17.36
Held after
0.00
Exercisable
—
5/11/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
6.15K shares
Shares
−6.15K
Strike price
13.78
Held after
0.00
Exercisable
—
5/11/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
9.77K shares
Shares
−9.77K
Strike price
11.42
Held after
0.00
Exercisable
—
5/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock2.98K shares | 5/11/2020 | M · Option Exercise | −2.98K | 17.36 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock6.15K shares | 5/11/2020 | M · Option Exercise | −6.15K | 13.78 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock9.77K shares | 5/11/2020 | M · Option Exercise | −9.77K | 11.42 | — | 0.00 |