FRANKLIN LAURENCE exercised options at ROSETTA STONE INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FRANKLIN LAURENCE

Filed: 5/14/2019ACC: 0001209191-19-029652

InsiderFRANKLIN LAURENCECIK 1454916

→

IssuerROSETTA STONE INCCIK 1351285

Director

Since Mar 2019

-12.28K

Net shares

Net seller

$323.3K

Total sold

Open market trades

0B · 0S

Total transactions

37.23K acquired · 49.50K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+37.23K

Price / share

—

Trade value

—

% of position

159.8%

5/10/2019

23.29K→60.51K

Common Stock

Direct

F · Tax Withholding

−12.28K

Price / share

$26.34

Trade value

$323.35K

% of position

20.3%

5/10/2019

60.51K→48.24K

Total

Net shares

+24.95K

Net value

-$323.35K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/10/2019	M · Option Exercise	+37.23K	—	—	159.8%	23.29K	60.51K
Common Stock Direct	5/10/2019	F · Tax Withholding	−12.28K	$26.34	$323.35K	20.3%	60.51K	48.24K
Total			+24.95K		-$323.35K

Derivative Transactions5

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

329.00 shares

−329.00

Strike price

20.35

Held after

0.00

Exercisable

—

5/10/2019

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

2.27K shares

−2.27K

Strike price

9.51

Held after

0.00

Exercisable

—

5/10/2019

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

9.57K shares

−9.57K

Strike price

9.42

Held after

0.00

Exercisable

—

5/10/2019

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

10.61K shares

−10.61K

Strike price

8.50

Held after

0.00

Exercisable

—

5/10/2019

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

14.45K shares

−14.45K

Strike price

7.70

Held after

0.00

Exercisable

—

5/10/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (right to buy) Direct	Common Stock329.00 shares	5/10/2019	M · Option Exercise	−329.00	20.35	—
Stock Option (right to buy) Direct	Common Stock2.27K shares	5/10/2019	M · Option Exercise	−2.27K	9.51	—
Stock Option (right to buy) Direct	Common Stock9.57K shares	5/10/2019	M · Option Exercise	−9.57K	9.42	—
Stock Option (right to buy) Direct	Common Stock10.61K shares	5/10/2019	M · Option Exercise	−10.61K	8.50	—
Stock Option (right to buy) Direct	Common Stock14.45K shares	5/10/2019	M · Option Exercise	−14.45K	7.70	—