FRANK DENNIS S exercised options at SILVERGATE CAPITAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/20/2020ACC: 0001312109-20-000169
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.50K acquired · 2.50K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+2.50K
Price / share
—
Trade value
—
% of position
1.3%
11/19/2020
189.13K→191.63K
Total
Net shares
+2.50K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 11/19/2020 | M · Option Exercise | +2.50K | — | — | 1.3% | 189.13K | 191.63K |
| Total | +2.50K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
2.50K shares
Shares
−2.50K
Strike price
Held after
0.00
Exercisable
—
11/19/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock2.50K shares | 11/19/2020 | M · Option Exercise | −2.50K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned35.71K
Total
35.71K indirect35.71K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 35.71K | Indirect |
| Total | 35.71K | 35.71K indirect |
Derivative Holdings (Post-Transaction)1
Restricted Stock Units
DirectUnderlying security
Class A Common Stock
Underlying shares
2.06K
Shares owned
2.06K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
2.06K
Owned
2.06K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock | — | — | 2.06K | 2.06K | |
| Total | 2.06K | 2.06K | ||||