FRANK DENNIS S sold 86.3% of their position (225K shares) of SILVERGATE CAPITAL CORP on the open market
Open‑market sale worth $3.18M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 8/7/2020ACC: 0001312109-20-000116
-225K
Net shares
Net seller
$3.18M
Total sold
3
Open market trades
0B · 3S
3
Total transactions
225K disposed
Non-Derivative Transactions3
Class A Common Stock
Direct
Shares
−75K
Price / share
$14.04
Trade value
$1.05M
% of position
22.1%
8/5/2020
339.13K→264.13K
Class A Common Stock
Direct
Shares
−75K
Price / share
$14.19
Trade value
$1.06M
% of position
28.4%
8/6/2020
264.13K→189.13K
Class A Common Stock
Indirect
Shares
−75K
Price / share
$14.19
Trade value
$1.06M
% of position
67.7%
8/6/2020
110.71K→35.71K
Total
Net shares
−225K
Net value
-$3.18M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 8/5/2020 | S · Sale | −75K | $14.04 | $1.05M | 22.1% | 339.13K | 264.13K |
| Class A Common Stock Direct | 8/6/2020 | S · Sale | −75K | $14.19 | $1.06M | 28.4% | 264.13K | 189.13K |
| Class A Common Stock Indirect | 8/6/2020 | S · Sale | −75K | $14.19 | $1.06M | 67.7% | 110.71K | 35.71K |
| Total | −225K | -$3.18M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Restricted Stock Units
DirectUnderlying security
Class A Common Stock
Underlying shares
2.50K
Shares owned
2.50K
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Class A Common Stock
Underlying shares
2.06K
Shares owned
2.06K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
4.56K
Owned
4.56K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock | — | — | 2.50K | 2.50K | |
| Restricted Stock Units Direct | Class A Common Stock | — | — | 2.06K | 2.06K | |
| Total | 4.56K | 4.56K | ||||