FRANK DAVID A

PrivateCIK: 1191624

Location

MAYNARD, MA

FRANK DAVID A (See Remarks) purchased 10K shares of AQUABOUNTY TECHNOLOGIES INC on the open market

Open‑market purchase worth $6.5K. The strongest form of insider conviction signal.

P · 1 purchase

FRANK DAVID A

Filed: 12/14/2022ACC: 0001209191-22-061151

InsiderFRANK DAVID ACIK 1191624

→

IssuerAQUABOUNTY TECHNOLOGIES INCCIK 1603978

Officer· See Remarks

Since Apr 2019

+10K

Net shares

Net buyer

$6.5K

Total acquired

1

Open market trades

1B · 0S

1

Total transactions

10K acquired

Non-Derivative Transactions1

Common Stock

Direct

P · Purchase

Shares

+10K

Price / share

$0.65

Trade value

$6.50K

% of position

New position

12/13/2022

0.00→10K

Total

Net shares

+10K

Net value

$6.50K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/13/2022	P · Purchase	+10K	$0.65	$6.50K	New position	0.00	10K
Total			+10K		$6.50K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)4

Common Stock

Direct

Shares owned5.91K

Common Stock

Direct

Shares owned43K

Common Stock

Direct

Shares owned14.66K

Common Stock

Direct

Shares owned8.98K

Total

72.55K direct72.55K

Security Title	Shares Owned	Ownership Type
Common Stock	5.91K	Direct
Common Stock	43K	Direct
Common Stock	14.66K	Direct
Common Stock	8.98K	Direct
Total	72.55K	72.55K direct

Derivative Holdings (Post-Transaction)9

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

12.83K

Shares owned

12.83K

Exercise price

1.88

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

23.56K

Shares owned

23.56K

Exercise price

1.52

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

5K

Shares owned

5K

Exercise price

6.90

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

6.67K

Shares owned

6.67K

Exercise price

23.40

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

2.22

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

6.67K

Shares owned

6.67K

Exercise price

7.50

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

15.15K

Shares owned

15.15K

Exercise price

2.50

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

10K

Shares owned

10K

Exercise price

14.20

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

5.17K

Shares owned

5.17K

Exercise price

6.72

Expiration

—

Exercise window

—

Total

Underlying

105.05K

Owned

105.05K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options to Purchase Common Stock Direct	Common Stock	1.88	—	—	12.83K	12.83K
Options to Purchase Common Stock Direct	Common Stock	1.52	—	—	23.56K	23.56K
Options to Purchase Common Stock Direct	Common Stock	6.90	—	—	5K	5K
Options to Purchase Common Stock Direct	Common Stock	23.40	—	—	6.67K	6.67K
Options to Purchase Common Stock Direct	Common Stock	2.22	—	—	20K	20K
Options to Purchase Common Stock Direct	Common Stock	7.50	—	—	6.67K	6.67K
Options to Purchase Common Stock Direct	Common Stock	2.50	—	—	15.15K	15.15K
Options to Purchase Common Stock Direct	Common Stock	14.20	—	—	10K	10K
Options to Purchase Common Stock Direct	Common Stock	6.72	—	—	5.17K	5.17K
Total					105.05K	105.05K

FRANK DAVID A — Insider Transaction (Form 4) Filed Dec 14, 2022 | Finecho