FRANCIS KNUETTEL II (Interim CEO, CFO, Treas & Sec) reported 1 transaction at PELTHOS THERAPEUTICS INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/3/2025ACC: 0001753926-25-001077
Officer· Interim CEO, CFO, Treas & Sec
Since Feb 2024
+10K
Net shares
Net buyer
$100.0K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
20K acquired · 10K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+10K
Price / share
$10.00
Trade value
$100K
% of position
New position
7/1/2025
0.00→10K
Total
Net shares
+10K
Net value
$100K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 7/1/2025 | C · Conversion | +10K | $10.00 | $100K | New position | 0.00 | 10K |
| Total | +10K | $100K | ||||||
Derivative Transactions2
Series A Convertible Preferred Stock
Indirect
Converts to
Common Stock
10K shares
Shares
+10K
Strike price
10
Held after
10K
Exercisable
—
7/1/2025
Series A Convertible Preferred Stock
Indirect
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
10
Held after
0.00
Exercisable
—
7/1/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Indirect | Common Stock10K shares | 7/1/2025 | J · J | +10K | 10 | — | 10K |
| Series A Convertible Preferred Stock Indirect | Common Stock10K shares | 7/1/2025 | C · Conversion | −10K | 10 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned12.82K
Total
12.82K indirect12.82K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 12.82K | Indirect |
| Total | 12.82K | 12.82K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported