Filed: 2/8/2019ACC: 0001144204-19-005667
0.00
Baseline shares
0.00
Direct ownership
0 positions
9.87K
Derivative underlying
2 instruments
0
Security positions
All direct
Non-Derivative Holdings0
No non-derivative holdings reported
Derivative Holdings2
Series A Preferred Stock
DirectUnderlying security
Common Stock, $.001 par value
Underlying shares
6.58K
Shares owned
N/A
Exercise price
3.80
Expiration
—
Exercise window
—
Common Stock Purchase Warrant
DirectUnderlying security
Common Stock, $.001 par value
Underlying shares
3.29K
Shares owned
N/A
Exercise price
5.70
Expiration
—
Exercise window
—
Total
Underlying
9.87K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Preferred Stock Direct | Common Stock, $.001 par value | 3.80 | — | — | 6.58K | N/A |
| Common Stock Purchase Warrant Direct | Common Stock, $.001 par value | 5.70 | — | — | 3.29K | N/A |
| Total | 9.87K | 0.00 | ||||