FRANCIS, JOHN P. enters CATHETER PRECISION, INC. with 2.61K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 1/10/2024ACC: 0001654954-24-000424
2.61K
Baseline shares
99% direct
2.58K
Direct ownership
1 position
13.03K
Derivative underlying
3 instruments
2
Security positions
36.00 indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned2.58K
Common Stock
IndirectShares owned36.00
Total
2.58K direct·36.00 indirect2.61K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.58K | Direct |
| Common Stock | 36.00 | Indirect |
| Total | 2.61K | 2.58K direct·36.00 indirect |
Derivative Holdings3
Series X Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
11.48K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
177.00
Shares owned
N/A
Exercise price
562.50
Expiration
—
Exercise window
—
Warrants (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
1.37K
Shares owned
N/A
Exercise price
437.50
Expiration
—
Exercise window
—
Total
Underlying
13.03K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series X Convertible Preferred Stock Direct | Common Stock | — | — | 11.48K | N/A | |
| Warrants (Right to Buy) Indirect | Common Stock | 562.50 | — | — | 177.00 | N/A |
| Warrants (Right to Buy) Indirect | Common Stock | 437.50 | — | — | 1.37K | N/A |
| Total | 13.03K | 0.00 | ||||