FRANCIS FINANCIAL, INC.

Filed: 5/7/2026ACC: 0001727514-26-000002

📋 What this filing means

FRANCIS FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $539.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

115

Positions

$539.42M

Total AUM (reported)

6.66M

Total Shares

Allocation by class

S&P 500 ETF SHS$75.14M13.9%

INTERMED TERM$46.78M8.7%

FLEXIBLE INCOME$44.15M8.2%

COM$35.28M6.5%

INTERNATIONAL$32.19M6.0%

INTRNL RES EQT$29.60M5.5%

GROWTH ETF$26.63M4.9%

Portfolio Concentration

Top 3$166.07M30.8%

4–10$168.89M31.3%

11–25$126.14M23.4%

Rest$78.32M14.5%

Top 3 weight

30.8%

Top 10 weight

62.1%

Voting Authority Distribution

Total shares with voting rights: 6.66M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.66M

% of voting shares100.0%

Investment Discretion (by position count)

Sole115

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings115

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares125.75K

TypeSH

Market value$75.14M

13.93%

Sole

0.00

Shared

0.00

None

125.75K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares606.08K

TypeSH

Market value$46.78M

8.67%

Sole

0.00

Shared

0.00

None

606.08K

TCW ETF TRUST

SOLE

FLEXIBLE INCOME

Shares1.12M

TypeSH

Market value$44.15M

8.19%

Sole

0.00

Shared

0.00

None

1.12M

DIMENSIONAL ETF TRUST

SOLE

INTERNATIONAL

Shares759.11K

TypeSH

Market value$32.19M

5.97%

Sole

0.00

Shared

0.00

None

759.11K

J P MORGAN EXCHANGE TRADED F

SOLE

INTRNL RES EQT

Shares390.78K

TypeSH

Market value$29.60M

5.49%

Sole

0.00

Shared

0.00

None

390.78K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares60.97K

TypeSH

Market value$26.63M

4.94%

Sole

0.00

Shared

0.00

None

60.97K

NEUBERGER BERMAN ETF TRUST

SOLE

SHORT DURATION I

Shares449.31K

TypeSH

Market value$22.78M

4.22%

Sole

0.00

Shared

0.00

None

449.31K

META PLATFORMS INC

SOLE

CL A

Shares38.16K

TypeSH

Market value$21.83M

4.05%

Sole

0.00

Shared

0.00

None

38.16K

VANGUARD ADMIRAL FDS INC

SOLE

MIDCP 400 IDX

Shares176.52K

TypeSH

Market value$20.18M

3.74%

Sole

0.00

Shared

0.00

None

176.52K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares277.03K

TypeSH

Market value$15.67M

2.91%

Sole

0.00

Shared

0.00

None

277.03K

VANGUARD NY TAX FREE FDS

SOLE

TAX EXEMPT BD

Shares149.63K

TypeSH

Market value$15.33M

2.84%

Sole

0.00

Shared

0.00

None

149.63K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares122.98K

TypeSH

Market value$15.29M

2.83%

Sole

0.00

Shared

0.00

None

122.98K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares81.31K

TypeSH

Market value$12.04M

2.23%

Sole

0.00

Shared

0.00

None

81.31K

ISHARES TR

SOLE

USD GRN BOND ETF

Shares248.41K

TypeSH

Market value$11.79M

2.19%

Sole

0.00

Shared

0.00

None

248.41K

ISHARES TR

SOLE

ESG MSCI KLD 400

Shares91.58K

TypeSH

Market value$11.10M

2.06%

Sole

0.00

Shared

0.00

None

91.58K

ISHARES TR

SOLE

ESG AWRE 1 5 YR

Shares404.44K

TypeSH

Market value$10.14M

1.88%

Sole

0.00

Shared

0.00

None

404.44K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares25.32K

TypeSH

Market value$7.27M

1.35%

Sole

0.00

Shared

0.00

None

25.32K

FIRST TR EXCH TRADED FD III

SOLE

SHRT DUR MNG MUN

Shares357.35K

TypeSH

Market value$7.13M

1.32%

Sole

0.00

Shared

0.00

None

357.35K

NUSHARES ETF TR

SOLE

NUVEEN ESG LRGCP

Shares67.60K

TypeSH

Market value$6.15M

1.14%

Sole

0.00

Shared

0.00

None

67.60K

NVIDIA CORPORATION

SOLE

COM

Shares35K

TypeSH

Market value$6.10M

1.13%

Sole

0.00

Shared

0.00

None

35K

APPLE INC

SOLE

COM

Shares22.43K

TypeSH

Market value$5.69M

1.06%

Sole

0.00

Shared

0.00

None

22.43K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares15.60K

TypeSH

Market value$5.01M

0.93%

Sole

0.00

Shared

0.00

None

15.60K

DIMENSIONAL ETF TRUST

SOLE

EMERGING MARKETS

Shares104.99K

TypeSH

Market value$4.45M

0.82%

Sole

0.00

Shared

0.00

None

104.99K

VANGUARD WORLD FD

SOLE

ESG US CORP BD

Shares70.68K

TypeSH

Market value$4.44M

0.82%

Sole

0.00

Shared

0.00

None

70.68K

DIMENSIONAL ETF TRUST

SOLE

US LARGE CAP VAL

Shares117.96K

TypeSH

Market value$4.21M

0.78%

Sole

0.00

Shared

0.00

None

117.96K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	125.75K	SH	$75.14M 13.93%	125.75K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	606.08K	SH	$46.78M 8.67%	606.08K
TCW ETF TRUSTSOLE	FLEXIBLE INCOME	1.12M	SH	$44.15M 8.19%	1.12M
DIMENSIONAL ETF TRUSTSOLE	INTERNATIONAL	759.11K	SH	$32.19M 5.97%	759.11K
J P MORGAN EXCHANGE TRADED FSOLE	INTRNL RES EQT	390.78K	SH	$29.60M 5.49%	390.78K
VANGUARD INDEX FDSSOLE	GROWTH ETF	60.97K	SH	$26.63M 4.94%	60.97K
NEUBERGER BERMAN ETF TRUSTSOLE	SHORT DURATION I	449.31K	SH	$22.78M 4.22%	449.31K
META PLATFORMS INCSOLE	CL A	38.16K	SH	$21.83M 4.05%	38.16K
VANGUARD ADMIRAL FDS INCSOLE	MIDCP 400 IDX	176.52K	SH	$20.18M 3.74%	176.52K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	277.03K	SH	$15.67M 2.91%	277.03K
VANGUARD NY TAX FREE FDSSOLE	TAX EXEMPT BD	149.63K	SH	$15.33M 2.84%	149.63K
ISHARES TRSOLE	CORE S&P SCP ETF	122.98K	SH	$15.29M 2.83%	122.98K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	81.31K	SH	$12.04M 2.23%	81.31K
ISHARES TRSOLE	USD GRN BOND ETF	248.41K	SH	$11.79M 2.19%	248.41K
ISHARES TRSOLE	ESG MSCI KLD 400	91.58K	SH	$11.10M 2.06%	91.58K
ISHARES TRSOLE	ESG AWRE 1 5 YR	404.44K	SH	$10.14M 1.88%	404.44K
VANGUARD INDEX FDSSOLE	MID CAP ETF	25.32K	SH	$7.27M 1.35%	25.32K
FIRST TR EXCH TRADED FD IIISOLE	SHRT DUR MNG MUN	357.35K	SH	$7.13M 1.32%	357.35K
NUSHARES ETF TRSOLE	NUVEEN ESG LRGCP	67.60K	SH	$6.15M 1.14%	67.60K
NVIDIA CORPORATIONSOLE	COM	35K	SH	$6.10M 1.13%	35K
APPLE INCSOLE	COM	22.43K	SH	$5.69M 1.06%	22.43K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	15.60K	SH	$5.01M 0.93%	15.60K
DIMENSIONAL ETF TRUSTSOLE	EMERGING MARKETS	104.99K	SH	$4.45M 0.82%	104.99K
VANGUARD WORLD FDSOLE	ESG US CORP BD	70.68K	SH	$4.44M 0.82%	70.68K
DIMENSIONAL ETF TRUSTSOLE	US LARGE CAP VAL	117.96K	SH	$4.21M 0.78%	117.96K

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