FRAHER KATHLEEN

PrivateCIK: 1758346

Location

LA JOLLA, CA

FRAHER KATHLEEN (EVP & COO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FRAHER KATHLEEN

Filed: 2/28/2023ACC: 0001312109-23-000051

InsiderFRAHER KATHLEENCIK 1758346

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

-120.00

Net shares

Net seller

$1.7K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

293.00 acquired · 413.00 disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+293.00

Price / share

—

Trade value

—

% of position

2.6%

2/26/2023

11.20K→11.49K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−120.00

Price / share

$14.33

Trade value

$1.72K

% of position

1.0%

2/26/2023

11.49K→11.37K

Total

Net shares

+173.00

Net value

-$1.72K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	2/26/2023	M · Option Exercise	+293.00	—	—	2.6%	11.20K	11.49K
Class A Common Stock Direct	2/26/2023	F · Tax Withholding	−120.00	$14.33	$1.72K	1.0%	11.49K	11.37K
Total			+173.00		-$1.72K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

294.00 shares

Shares

−293.00

Strike price

Held after

294.00

Exercisable

—

2/26/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock294.00 shares	2/26/2023	M · Option Exercise	−293.00		—	294.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.05K

Shares owned

1.05K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

4.51K

Shares owned

4.51K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

3.65K

Shares owned

3.65K

Exercise price

110.84

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.20K

Shares owned

1.20K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.08K

Shares owned

7.08K

Exercise price

16.09

Expiration

—

Exercise window

—

Total

Underlying

19.61K

Owned

19.61K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	1.05K	1.05K
Restricted Stock Units Direct	Class A Common Stock		—	—	4.51K	4.51K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	3.65K	3.65K
Restricted Stock Units Direct	Class A Common Stock		—	—	1.20K	1.20K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	7.08K	7.08K
Total					19.61K	19.61K

FRAHER KATHLEEN — Insider Transaction (Form 4) Filed Feb 28, 2023 | Finecho