FRAHER KATHLEEN

PrivateCIK: 1758346

Location

LA JOLLA, CA

FRAHER KATHLEEN (EVP & COO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FRAHER KATHLEEN

Filed: 2/24/2023ACC: 0001312109-23-000043

InsiderFRAHER KATHLEENCIK 1758346

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

-215.00

Net shares

Net seller

$3.4K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

526.00 acquired · 741.00 disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+526.00

Price / share

—

Trade value

—

% of position

4.8%

2/22/2023

10.88K→11.41K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−215.00

Price / share

$15.77

Trade value

$3.39K

% of position

1.9%

2/22/2023

11.41K→11.20K

Total

Net shares

+311.00

Net value

-$3.39K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	2/22/2023	M · Option Exercise	+526.00	—	—	4.8%	10.88K	11.41K
Class A Common Stock Direct	2/22/2023	F · Tax Withholding	−215.00	$15.77	$3.39K	1.9%	11.41K	11.20K
Total			+311.00		-$3.39K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

1.05K shares

Shares

−526.00

Strike price

Held after

1.05K

Exercisable

—

2/22/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock1.05K shares	2/22/2023	M · Option Exercise	−526.00		—	1.05K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

3.65K

Shares owned

3.65K

Exercise price

110.84

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

587.00

Shares owned

587.00

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.20K

Shares owned

1.20K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

4.51K

Shares owned

4.51K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.08K

Shares owned

7.08K

Exercise price

16.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Total

Underlying

19.15K

Owned

19.15K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	3.65K	3.65K
Restricted Stock Units Direct	Class A Common Stock		—	—	587.00	587.00
Restricted Stock Units Direct	Class A Common Stock		—	—	1.20K	1.20K
Restricted Stock Units Direct	Class A Common Stock		—	—	4.51K	4.51K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	7.08K	7.08K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Total					19.15K	19.15K

FRAHER KATHLEEN — Insider Transaction (Form 4) Filed Feb 24, 2023 | Finecho