FRAHER KATHLEEN

PrivateCIK: 1758346

Location

LA JOLLA, CA

FRAHER KATHLEEN (EVP & COO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FRAHER KATHLEEN

Filed: 11/22/2022ACC: 0001312109-22-000226

InsiderFRAHER KATHLEENCIK 1758346

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

-416.00

Net shares

Net seller

$10.4K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

1.20K acquired · 1.62K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+1.20K

Price / share

—

Trade value

—

% of position

11.9%

11/19/2022

10.10K→11.30K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−416.00

Price / share

$24.90

Trade value

$10.36K

% of position

3.7%

11/19/2022

11.30K→10.88K

Total

Net shares

+787.00

Net value

-$10.36K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2022	M · Option Exercise	+1.20K	—	—	11.9%	10.10K	11.30K
Class A Common Stock Direct	11/19/2022	F · Tax Withholding	−416.00	$24.90	$10.36K	3.7%	11.30K	10.88K
Total			+787.00		-$10.36K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

1.20K shares

Shares

−1.20K

Strike price

Held after

1.20K

Exercisable

—

11/19/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock1.20K shares	11/19/2022	M · Option Exercise	−1.20K		—	1.20K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

587.00

Shares owned

4.51K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

3.65K

Shares owned

3.65K

Exercise price

110.84

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

4.51K

Shares owned

4.51K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.58K

Shares owned

4.51K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.08K

Shares owned

7.08K

Exercise price

16.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Total

Underlying

19.52K

Owned

26.38K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	587.00	4.51K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	3.65K	3.65K
Restricted Stock Units Direct	Class A Common Stock		—	—	4.51K	4.51K
Restricted Stock Units Direct	Class A Common Stock		—	—	1.58K	4.51K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	7.08K	7.08K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Total					19.52K	26.38K

FRAHER KATHLEEN — Insider Transaction (Form 4) Filed Nov 22, 2022 | Finecho