FRAHER KATHLEEN

PrivateCIK: 1758346

Location

LA JOLLA, CA

FRAHER KATHLEEN (EVP & COO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FRAHER KATHLEEN

Filed: 3/1/2022ACC: 0001312109-22-000057

InsiderFRAHER KATHLEENCIK 1758346

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

-102.00

Net shares

Net seller

$12.3K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

294.00 acquired · 396.00 disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+294.00

Price / share

—

Trade value

—

% of position

2.6%

2/26/2022

11.40K→11.70K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−102.00

Price / share

$120.49

Trade value

$12.29K

% of position

0.9%

2/26/2022

11.70K→11.60K

Total

Net shares

+192.00

Net value

-$12.29K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	2/26/2022	M · Option Exercise	+294.00	—	—	2.6%	11.40K	11.70K
Class A Common Stock Direct	2/26/2022	F · Tax Withholding	−102.00	$120.49	$12.29K	0.9%	11.70K	11.60K
Total			+192.00		-$12.29K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

294.00 shares

Shares

−294.00

Strike price

Held after

587.00

Exercisable

—

2/26/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock294.00 shares	2/26/2022	M · Option Exercise	−294.00		—	587.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.58K

Shares owned

1.58K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

4.51K

Shares owned

4.51K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

3.65K

Shares owned

3.65K

Exercise price

110.84

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.08K

Shares owned

7.08K

Exercise price

16.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.41K

Shares owned

2.41K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

21.34K

Owned

21.34K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	1.58K	1.58K
Restricted Stock Units Direct	Class A Common Stock		—	—	4.51K	4.51K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	3.65K	3.65K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	7.08K	7.08K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Restricted Stock Units Direct	Class A Common Stock		—	—	2.41K	2.41K
Total					21.34K	21.34K

FRAHER KATHLEEN — Insider Transaction (Form 4) Filed Mar 1, 2022 | Finecho