FRAHER KATHLEEN

PrivateCIK: 1758346

Location

LA JOLLA, CA

FRAHER KATHLEEN

Filed: 2/24/2022ACC: 0001312109-22-000044

InsiderFRAHER KATHLEENCIK 1758346

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IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

+9.74K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

3

Total transactions

9.74K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions3

Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Stock

1.58K shares

Shares

+1.58K

Strike price

Held after

1.58K

Exercisable

—

2/22/2022

Non-Qualified Stock Options

Direct

A · Award

Converts to

Class A Common Stock

3.65K shares

Shares

+3.65K

Strike price

110.84

Held after

3.65K

Exercisable

—

2/22/2022

Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Stock

4.51K shares

Shares

+4.51K

Strike price

Held after

4.51K

Exercisable

—

2/22/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock1.58K shares	2/22/2022	A · Award	+1.58K		—	1.58K
Non-Qualified Stock Options Direct	Class A Common Stock3.65K shares	2/22/2022	A · Award	+3.65K	110.84	—	3.65K
Restricted Stock Units Direct	Class A Common Stock4.51K shares	2/22/2022	A · Award	+4.51K		—	4.51K

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Direct

Shares owned11.40K

Total

11.40K direct11.40K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	11.40K	Direct
Total	11.40K	11.40K direct

Derivative Holdings (Post-Transaction)4

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.41K

Shares owned

2.41K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

881.00

Shares owned

881.00

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.08K

Shares owned

7.08K

Exercise price

16.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Total

Underlying

12.49K

Owned

12.49K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	2.41K	2.41K
Restricted Stock Units Direct	Class A Common Stock		—	—	881.00	881.00
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	7.08K	7.08K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Total					12.49K	12.49K

FRAHER KATHLEEN — Insider Transaction (Form 4) Filed Feb 24, 2022 | Finecho