FRAHER KATHLEEN (EVP & COO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FRAHER KATHLEEN

Filed: 11/23/2021ACC: 0001312109-21-000277

InsiderFRAHER KATHLEENCIK 1758346

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

-577.00

Net shares

Net seller

$126.8K

Total sold

Open market trades

0B · 0S

Total transactions

1.20K acquired · 1.78K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

+1.20K

Price / share

—

Trade value

—

% of position

11.2%

11/19/2021

10.78K→11.98K

Class A Common Stock

Direct

F · Tax Withholding

−577.00

Price / share

$219.75

Trade value

$126.80K

% of position

4.8%

11/19/2021

11.98K→11.40K

Total

Net shares

+626.00

Net value

-$126.80K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2021	M · Option Exercise	+1.20K	—	—	11.2%	10.78K	11.98K
Class A Common Stock Direct	11/19/2021	F · Tax Withholding	−577.00	$219.75	$126.80K	4.8%	11.98K	11.40K
Total			+626.00		-$126.80K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

1.20K shares

−1.20K

Strike price

Held after

2.41K

Exercisable

—

11/19/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock1.20K shares	11/19/2021	M · Option Exercise	−1.20K		—	2.41K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

881.00

Shares owned

881.00

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.08K

Shares owned

7.08K

Exercise price

16.09

Expiration

—

Exercise window

—

Total

Underlying

10.08K

Owned

10.08K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	881.00	881.00
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	7.08K	7.08K
Total					10.08K	10.08K