FRAHER KATHLEEN (EVP & COO) sold 24.7% of their position (3.54K shares) of SILVERGATE CAPITAL CORP on the open market

Open‑market sale worth $781.6K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

FRAHER KATHLEEN

Filed: 11/22/2021ACC: 0001312109-21-000272

InsiderFRAHER KATHLEENCIK 1758346

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

-3.54K

Net shares

Net seller

$781.6K

Total sold

Open market trades

0B · 1S

Total transactions

3.54K acquired · 7.08K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

+3.54K

Price / share

$16.09

Trade value

$56.94K

% of position

32.8%

11/19/2021

10.78K→14.32K

Class A Common Stock

Direct

S · Sale

−3.54K

Price / share

$220.84

Trade value

$781.57K

% of position

24.7%

11/19/2021

14.32K→10.78K

Total

Net shares

+0.00

Net value

-$724.62K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2021	M · Option Exercise	+3.54K	$16.09	$56.94K	32.8%	10.78K	14.32K
Class A Common Stock Direct	11/19/2021	S · Sale	−3.54K	$220.84	$781.57K	24.7%	14.32K	10.78K
Total			+0.00		-$724.62K

Derivative Transactions1

Non-Qualified Stock Options

Direct

M · Option Exercise

Converts to

Class A Common Stock

3.54K shares

−3.54K

Strike price

16.09

Held after

7.08K

Exercisable

—

11/19/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-Qualified Stock Options Direct	Class A Common Stock3.54K shares	11/19/2021	M · Option Exercise	−3.54K	16.09	—	7.08K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

881.00

Shares owned

881.00

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

3.61K

Shares owned

3.61K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

6.61K

Owned

6.61K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	881.00	881.00
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Restricted Stock Units Direct	Class A Common Stock		—	—	3.61K	3.61K
Total					6.61K	6.61K