FRAHER KATHLEEN (EVP & COO) sold 47.7% of their position (13.75K shares) of SILVERGATE CAPITAL CORP on the open market

Open‑market sale worth $1.43M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

FRAHER KATHLEEN

Filed: 8/4/2021ACC: 0001312109-21-000177

InsiderFRAHER KATHLEENCIK 1758346

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

-13.75K

Net shares

Net seller

$1.43M

Total sold

Open market trades

0B · 4S

Total transactions

8.75K acquired · 22.50K disposed

Non-Derivative Transactions5

Class A Common Stock

Direct

S · Sale

−3.11K

Price / share

$103.75

Trade value

$322.56K

% of position

15.5%

8/2/2021

20.08K→16.98K

Class A Common Stock

Direct

S · Sale

−1.89K

Price / share

$104.40

Trade value

$197.43K

% of position

11.1%

8/2/2021

16.98K→15.08K

Class A Common Stock

Direct

M · Option Exercise

+8.75K

Price / share

$12.00

Trade value

$105K

% of position

58.0%

8/2/2021

15.08K→23.83K

Class A Common Stock

Direct

S · Sale

−6.32K

Price / share

$103.73

Trade value

$655.34K

% of position

26.5%

8/2/2021

23.83K→17.52K

Class A Common Stock

Direct

S · Sale

−2.43K

Price / share

$104.41

Trade value

$253.92K

% of position

13.9%

8/2/2021

17.52K→15.08K

Total

Net shares

−5K

Net value

-$1.32M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	8/2/2021	S · Sale	−3.11K	$103.75	$322.56K	15.5%	20.08K	16.98K
Class A Common Stock Direct	8/2/2021	S · Sale	−1.89K	$104.40	$197.43K	11.1%	16.98K	15.08K
Class A Common Stock Direct	8/2/2021	M · Option Exercise	+8.75K	$12.00	$105K	58.0%	15.08K	23.83K
Class A Common Stock Direct	8/2/2021	S · Sale	−6.32K	$103.73	$655.34K	26.5%	23.83K	17.52K
Class A Common Stock Direct	8/2/2021	S · Sale	−2.43K	$104.41	$253.92K	13.9%	17.52K	15.08K
Total			−5K		-$1.32M

Derivative Transactions1

Non-Qualified Stock Options

Direct

M · Option Exercise

Converts to

Class A Common Stock

8.75K shares

−8.75K

Strike price

12.0

Held after

0.00

Exercisable

—

8/2/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-Qualified Stock Options Direct	Class A Common Stock8.75K shares	8/2/2021	M · Option Exercise	−8.75K	12.0	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

3.61K

Shares owned

3.61K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

881.00

Shares owned

881.00

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

10.62K

Shares owned

10.62K

Exercise price

16.09

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

8.75K

Shares owned

0.00

Exercise price

12.0

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Total

Underlying

25.98K

Owned

17.23K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	3.61K	3.61K
Restricted Stock Units Direct	Class A Common Stock		—	—	881.00	881.00
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	10.62K	10.62K
Non-Qualified Stock Options Direct	Class A Common Stock	12.0	—	—	8.75K	0.00
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Total					25.98K	17.23K