FRAHER KATHLEEN

PrivateCIK: 1758346

Location

LA JOLLA, CA

FRAHER KATHLEEN (EVP & COO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

FRAHER KATHLEEN

Filed: 11/21/2023ACC: 0000950157-23-001157

InsiderFRAHER KATHLEENCIK 1758346

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & COO

Since Nov 2019

-491.00

Net shares

Net seller

$148.38

Total sold

0

Open market trades

0B · 0S

3

Total transactions

1.20K acquired · 1.69K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+1.20K

Price / share

—

Trade value

—

% of position

10.6%

11/19/2023

11.37K→12.57K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−491.00

Price / share

$0.30

Trade value

$148.38

% of position

3.9%

11/19/2023

12.57K→12.08K

Total

Net shares

+712.00

Net value

-$148.38

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2023	M · Option Exercise	+1.20K	—	—	10.6%	11.37K	12.57K
Class A Common Stock Direct	11/19/2023	F · Tax Withholding	−491.00	$0.30	$148.38	3.9%	12.57K	12.08K
Total			+712.00		-$148.38

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

1.20K shares

Shares

−1.20K

Strike price

Held after

0.00

Exercisable

—

11/19/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock1.20K shares	11/19/2023	M · Option Exercise	−1.20K		—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.08K

Shares owned

7.08K

Exercise price

16.09

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

294.00

Shares owned

294.00

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

4.51K

Shares owned

4.51K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

3.65K

Shares owned

3.65K

Exercise price

110.84

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.12K

Shares owned

2.12K

Exercise price

127.56

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

1.05K

Shares owned

1.05K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

18.70K

Owned

18.70K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	7.08K	7.08K
Restricted Stock Units Direct	Class A Common Stock		—	—	294.00	294.00
Restricted Stock Units Direct	Class A Common Stock		—	—	4.51K	4.51K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	3.65K	3.65K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	2.12K	2.12K
Restricted Stock Units Direct	Class A Common Stock		—	—	1.05K	1.05K
Total					18.70K	18.70K

FRAHER KATHLEEN — Insider Transaction (Form 4) Filed Nov 21, 2023 | Finecho