FOX KIRK D. enters RIVERVIEW FINANCIAL CORP with 9.30K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 8/9/2018ACC: 0000899243-18-021913
DirectorOfficer· Chief Executive Officer
Since Aug 2018
9.30K
Baseline shares
100% direct
9.26K
Direct ownership
1 position
52.50K
Derivative underlying
4 instruments
2
Security positions
41.04 indirect
Non-Derivative Holdings2
Voting Common Stock
DirectShares owned9.26K
Voting Common Stock
IndirectShares owned41.04
Total
9.26K direct·41.04 indirect9.30K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Voting Common Stock | 9.26K | Direct |
| Voting Common Stock | 41.04 | Indirect |
| Total | 9.30K | 9.26K direct·41.04 indirect |
Derivative Holdings4
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
20K
Shares owned
N/A
Exercise price
10.00
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
3K
Shares owned
N/A
Exercise price
10.60
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
4.50K
Shares owned
N/A
Exercise price
13.05
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
25K
Shares owned
N/A
Exercise price
10.60
Expiration
—
Exercise window
—
Total
Underlying
52.50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Voting Common Stock | 10.00 | — | — | 20K | N/A |
| Stock Option Direct | Voting Common Stock | 10.60 | — | — | 3K | N/A |
| Stock Option Direct | Voting Common Stock | 13.05 | — | — | 4.50K | N/A |
| Stock Option Direct | Voting Common Stock | 10.60 | — | — | 25K | N/A |
| Total | 52.50K | 0.00 | ||||