FOWLER R BRYCE (Chief Financial Officer) sold 22.2% of their position (2.45K shares) of TRIUMPH FINANCIAL, INC. on the open market

Open‑market sale worth $207.0K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

FOWLER R BRYCE

Filed: 6/10/2021ACC: 0001209191-21-039423

InsiderFOWLER R BRYCECIK 1621762

→

IssuerTRIUMPH FINANCIAL, INC.CIK 1539638

Officer· Chief Financial Officer

Since May 2019

-2.45K

Net shares

Net seller

$207.0K

Total sold

Open market trades

0B · 1S

Total transactions

2.45K acquired · 4.91K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+568.00

Price / share

$38.75

Trade value

$22.01K

% of position

6.6%

6/8/2021

8.60K→9.17K

Common Stock

Direct

M · Option Exercise

+1.45K

Price / share

$26.25

Trade value

$38.06K

% of position

15.8%

6/8/2021

9.17K→10.62K

Common Stock

Direct

M · Option Exercise

+436.00

Price / share

$31.00

Trade value

$13.52K

% of position

4.1%

6/8/2021

10.62K→11.05K

Common Stock

Direct

S · Sale

−2.45K

Price / share

$84.36

Trade value

$207.02K

% of position

22.2%

6/8/2021

11.05K→8.60K

Total

Net shares

+0.00

Net value

-$133.43K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/8/2021	M · Option Exercise	+568.00	$38.75	$22.01K	6.6%	8.60K	9.17K
Common Stock Direct	6/8/2021	M · Option Exercise	+1.45K	$26.25	$38.06K	15.8%	9.17K	10.62K
Common Stock Direct	6/8/2021	M · Option Exercise	+436.00	$31.00	$13.52K	4.1%	10.62K	11.05K
Common Stock Direct	6/8/2021	S · Sale	−2.45K	$84.36	$207.02K	22.2%	11.05K	8.60K
Total			+0.00		-$133.43K

Derivative Transactions3

Employee Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

568.00 shares

−568.00

Strike price

38.75

Held after

1.14K

Exercisable

—

6/8/2021

Employee Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

436.00 shares

−436.00

Strike price

31.00

Held after

1.75K

Exercisable

—

6/8/2021

Employee Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

1.45K shares

−1.45K

Strike price

26.25

Held after

4.35K

Exercisable

—

6/8/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Options Direct	Common Stock568.00 shares	6/8/2021	M · Option Exercise	−568.00	38.75	—	1.14K
Employee Stock Options Direct	Common Stock436.00 shares	6/8/2021	M · Option Exercise	−436.00	31.00	—	1.75K
Employee Stock Options Direct	Common Stock1.45K shares	6/8/2021	M · Option Exercise	−1.45K	26.25	—	4.35K