FOUNDATIONS INVESTMENT ADVISORS, LLC

Filed: 10/5/2023ACC: 0001085146-23-003596

📋 What this filing means

FOUNDATIONS INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 639 equity positions with a total reported market value of $3.25B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

639

Positions

$3.25B

Total AUM (reported)

84.15M

Total Shares

Allocation by class

COM$438.62M13.5%

CABANA TARGET 10$218.06M6.7%

BLOOMBERG 1-3 MO$153.43M4.7%

CORE S&P500 ETF$130.84M4.0%

BULSHS 2023 CB$92.75M2.9%

CORE TOTAL USD$83.01M2.6%

CABANA MODERATE$81.48M2.5%

Portfolio Concentration

Top 3$502.33M15.5%

4–10$535.83M16.5%

11–25$627.71M19.3%

Rest$1.58B48.7%

Top 3 weight

15.5%

Top 10 weight

32.0%

Voting Authority Distribution

Total shares with voting rights: 84.15M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

84.15M

% of voting shares100.0%

Investment Discretion (by position count)

Sole639

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings639

Rows:

EXCHANGE LISTED FDS TR

SOLE

CABANA TARGET 10

Shares10.03M

TypeSH

Market value$218.06M

6.71%

Sole

0.00

Shared

0.00

None

10.03M

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares1.67M

TypeSH

Market value$153.43M

4.72%

Sole

0.00

Shared

0.00

None

1.67M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares304.69K

TypeSH

Market value$130.84M

4.03%

Sole

0.00

Shared

0.00

None

304.69K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2023 CB

Shares4.37M

TypeSH

Market value$92.75M

2.86%

Sole

0.00

Shared

0.00

None

4.37M

ISHARES TR

SOLE

CORE TOTAL USD

Shares1.90M

TypeSH

Market value$83.01M

2.56%

Sole

0.00

Shared

0.00

None

1.90M

EXCHANGE LISTED FDS TR

SOLE

CABANA MODERATE

Shares4.15M

TypeSH

Market value$81.48M

2.51%

Sole

0.00

Shared

0.00

None

4.15M

ISHARES TR

SOLE

SHORT TREAS BD

Shares700.10K

TypeSH

Market value$77.34M

2.38%

Sole

0.00

Shared

0.00

None

700.10K

EXCHANGE LISTED FDS TR

SOLE

CABANA TARGET 7

Shares3.54M

TypeSH

Market value$73.16M

2.25%

Sole

0.00

Shared

0.00

None

3.54M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares487.59K

TypeSH

Market value$64.26M

1.98%

Sole

0.00

Shared

0.00

None

487.59K

TWO RDS SHARED TR

SOLE

REGENTS PK HDGD

Shares7.37M

TypeSH

Market value$63.83M

1.97%

Sole

0.00

Shared

0.00

None

7.37M

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares1.06M

TypeSH

Market value$60.82M

1.87%

Sole

0.00

Shared

0.00

None

1.06M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares130.13K

TypeSH

Market value$55.63M

1.71%

Sole

0.00

Shared

0.00

None

130.13K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares1.05M

TypeSH

Market value$51.38M

1.58%

Sole

0.00

Shared

0.00

None

1.05M

EXCHANGE LISTED FDS TR

SOLE

CABANA TARGET 13

Shares2.31M

TypeSH

Market value$49.46M

1.52%

Sole

0.00

Shared

0.00

None

2.31M

APPLE INC

SOLE

COM

Shares254.36K

TypeSH

Market value$43.55M

1.34%

Sole

0.00

Shared

0.00

None

254.36K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares499.55K

TypeSH

Market value$43.11M

1.33%

Sole

0.00

Shared

0.00

None

499.55K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares617.20K

TypeSH

Market value$42.23M

1.30%

Sole

0.00

Shared

0.00

None

617.20K

SPDR GOLD TR

SOLE

GOLD SHS

Shares244.81K

TypeSH

Market value$41.97M

1.29%

Sole

0.00

Shared

0.00

None

244.81K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares517.51K

TypeSH

Market value$41.90M

1.29%

Sole

0.00

Shared

0.00

None

517.51K

INNOVATOR ETFS TR

SOLE

QUITY MANAGD FLR

Shares1.40M

TypeSH

Market value$36.01M

1.11%

Sole

0.00

Shared

0.00

None

1.40M

TWO RDS SHARED TR

SOLE

ANFIELD US EQU

Shares2.91M

TypeSH

Market value$35.57M

1.10%

Sole

0.00

Shared

0.00

None

2.91M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares93.21K

TypeSH

Market value$33.39M

1.03%

Sole

0.00

Shared

0.00

None

93.21K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares200.08K

TypeSH

Market value$32.80M

1.01%

Sole

0.00

Shared

0.00

None

200.08K

TWO RDS SHARED TR

SOLE

ANFIELD DIVERSIF

Shares3.64M

TypeSH

Market value$30.90M

0.95%

Sole

0.00

Shared

0.00

None

3.64M

INNOVATOR ETFS TR

SOLE

US EQT ULTRA BF

Shares1.03M

TypeSH

Market value$28.99M

0.89%

Sole

0.00

Shared

0.00

None

1.03M

Issuer	Class	Shares	Type	Value / Portfolio %	None
EXCHANGE LISTED FDS TRSOLE	CABANA TARGET 10	10.03M	SH	$218.06M 6.71%	10.03M
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	1.67M	SH	$153.43M 4.72%	1.67M
ISHARES TRSOLE	CORE S&P500 ETF	304.69K	SH	$130.84M 4.03%	304.69K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2023 CB	4.37M	SH	$92.75M 2.86%	4.37M
ISHARES TRSOLE	CORE TOTAL USD	1.90M	SH	$83.01M 2.56%	1.90M
EXCHANGE LISTED FDS TRSOLE	CABANA MODERATE	4.15M	SH	$81.48M 2.51%	4.15M
ISHARES TRSOLE	SHORT TREAS BD	700.10K	SH	$77.34M 2.38%	700.10K
EXCHANGE LISTED FDS TRSOLE	CABANA TARGET 7	3.54M	SH	$73.16M 2.25%	3.54M
ISHARES TRSOLE	MSCI USA QLT FCT	487.59K	SH	$64.26M 1.98%	487.59K
TWO RDS SHARED TRSOLE	REGENTS PK HDGD	7.37M	SH	$63.83M 1.97%	7.37M
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	1.06M	SH	$60.82M 1.87%	1.06M
SPDR S&P 500 ETF TRSOLE	TR UNIT	130.13K	SH	$55.63M 1.71%	130.13K
ISHARES TRSOLE	EAFE VALUE ETF	1.05M	SH	$51.38M 1.58%	1.05M
EXCHANGE LISTED FDS TRSOLE	CABANA TARGET 13	2.31M	SH	$49.46M 1.52%	2.31M
APPLE INCSOLE	COM	254.36K	SH	$43.55M 1.34%	254.36K
ISHARES TRSOLE	EAFE GRWTH ETF	499.55K	SH	$43.11M 1.33%	499.55K
ISHARES TRSOLE	S&P 500 GRWT ETF	617.20K	SH	$42.23M 1.30%	617.20K
SPDR GOLD TRSOLE	GOLD SHS	244.81K	SH	$41.97M 1.29%	244.81K
ISHARES TRSOLE	1 3 YR TREAS BD	517.51K	SH	$41.90M 1.29%	517.51K
INNOVATOR ETFS TRSOLE	QUITY MANAGD FLR	1.40M	SH	$36.01M 1.11%	1.40M
TWO RDS SHARED TRSOLE	ANFIELD US EQU	2.91M	SH	$35.57M 1.10%	2.91M
INVESCO QQQ TRSOLE	UNIT SER 1	93.21K	SH	$33.39M 1.03%	93.21K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	200.08K	SH	$32.80M 1.01%	200.08K
TWO RDS SHARED TRSOLE	ANFIELD DIVERSIF	3.64M	SH	$30.90M 0.95%	3.64M
INNOVATOR ETFS TRSOLE	US EQT ULTRA BF	1.03M	SH	$28.99M 0.89%	1.03M

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