FOSTER ALAN CHARLES enters OTONOMY, INC. with 51.40K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

FOSTER ALAN CHARLES

Filed: 4/20/2021ACC: 0001209191-21-027617

InsiderFOSTER ALAN CHARLESCIK 1857476

→

IssuerOTONOMY, INC.CIK 1493566

Officer· Chief Scientific Officer

Since Apr 2021

51.40K

Baseline shares

100% direct

51.40K

Direct ownership

1 position

377K

Derivative underlying

8 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned51.40K

Total

51.40K direct51.40K

Security Title	Shares Owned	Ownership Type
Common Stock	51.40K	Direct
Total	51.40K	51.40K direct

Derivative Holdings8

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

17K

Shares owned

N/A

Exercise price

5.675

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

80K

Shares owned

N/A

Exercise price

3.54

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

15K

Shares owned

N/A

Exercise price

5.675

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

70K

Shares owned

N/A

Exercise price

5.80

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

60K

Shares owned

N/A

Exercise price

5.20

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

80K

Shares owned

N/A

Exercise price

2.02

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

N/A

Exercise price

5.675

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

35K

Shares owned

N/A

Exercise price

5.675

Expiration

—

Exercise window

—

Total

Underlying

377K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	5.675	—	—	17K	N/A
Stock Option (right to buy) Direct	Common Stock	3.54	—	—	80K	N/A
Stock Option (right to buy) Direct	Common Stock	5.675	—	—	15K	N/A
Stock Option (right to buy) Direct	Common Stock	5.80	—	—	70K	N/A
Stock Option (right to buy) Direct	Common Stock	5.20	—	—	60K	N/A
Stock Option (right to buy) Direct	Common Stock	2.02	—	—	80K	N/A
Stock Option (right to buy) Direct	Common Stock	5.675	—	—	20K	N/A
Stock Option (right to buy) Direct	Common Stock	5.675	—	—	35K	N/A
Total					377K	0.00