FORBION GROWTH SPONSOR FEAC I B.V. reported 2 transactions at ENGENE THERAPEUTICS INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/2/2023ACC: 0000950103-23-015956
10% Owner
Since Oct 2023
+3.40M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
3.40M acquired
Non-Derivative Transactions2
Class A Common Stock
Indirect
Shares
+130.09K
Price / share
—
Trade value
—
% of position
9.5%
10/31/2023
1.37M→1.50M
Class A Common Stock
Indirect
Shares
+2.26M
Price / share
—
Trade value
—
% of position
150.5%
10/31/2023
1.50M→3.77M
Total
Net shares
+2.39M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 10/31/2023 | J · J | +130.09K | — | — | 9.5% | 1.37M | 1.50M |
| Class A Common Stock Indirect | 10/31/2023 | J · J | +2.26M | — | — | 150.5% | 1.50M | 3.77M |
| Total | +2.39M | $0.00 | ||||||
Derivative Transactions2
Warrant (Right to Buy)
Indirect
Converts to
Class A Common Stock
54.63K shares
Shares
+54.63K
Strike price
11.50
Held after
786.25K
Exercisable
—
10/31/2023
Warrant (Right to Buy)
Indirect
Converts to
Class A Common Stock
950.15K shares
Shares
+950.15K
Strike price
11.50
Held after
1.74M
Exercisable
—
10/31/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy) Indirect | Class A Common Stock54.63K shares | 10/31/2023 | J · J | +54.63K | 11.50 | — | 786.25K |
| Warrant (Right to Buy) Indirect | Class A Common Stock950.15K shares | 10/31/2023 | J · J | +950.15K | 11.50 | — | 1.74M |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned2M
Total
2M indirect2M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 2M | Indirect |
| Total | 2M | 2M indirect |
Derivative Holdings (Post-Transaction)1
Warrant (Right to Buy)
IndirectUnderlying security
Class A Common Stock
Underlying shares
666.67K
Shares owned
666.67K
Exercise price
11.50
Expiration
—
Exercise window
—
Total
Underlying
666.67K
Owned
666.67K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (Right to Buy) Indirect | Class A Common Stock | 11.50 | — | — | 666.67K | 666.67K |
| Total | 666.67K | 666.67K | ||||