FORBION GROWTH SPONSOR FEAC I B.V. enters ENGENE THERAPEUTICS INC. with 3.37M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 11/2/2023ACC: 0000950103-23-015955
10% Owner
Since Oct 2023
3.37M
Baseline shares
0.00
Direct ownership
0 positions
1.40M
Derivative underlying
2 instruments
2
Security positions
3.37M indirect
Non-Derivative Holdings2
Class A Common Stock
IndirectShares owned2M
Class A Common Stock
IndirectShares owned1.37M
Total
3.37M indirect3.37M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 2M | Indirect |
| Class A Common Stock | 1.37M | Indirect |
| Total | 3.37M | 3.37M indirect |
Derivative Holdings2
Warrant (Right to Buy)
IndirectUnderlying security
Class A Common Stock
Underlying shares
731.62K
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Warrant (Right to Buy)
IndirectUnderlying security
Class A Common Stock
Underlying shares
666.67K
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Total
Underlying
1.40M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (Right to Buy) Indirect | Class A Common Stock | 11.50 | — | — | 731.62K | N/A |
| Warrant (Right to Buy) Indirect | Class A Common Stock | 11.50 | — | — | 666.67K | N/A |
| Total | 1.40M | 0.00 | ||||