FORAKER JOHN M.

PrivateCIK: 1545600

Location

BERKELEY, CA

FORAKER JOHN M. enters ONCE UPON A FARM, PBC with 1.78M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

FORAKER JOHN M.

Filed: 2/5/2026ACC: 0001193125-26-039733

InsiderFORAKER JOHN M.CIK 1545600

→

IssuerONCE UPON A FARM, PBCCIK 1696556

DirectorOfficer· See Remarks

Since Feb 2026

1.78M

Baseline shares

34% direct

600.48K

Direct ownership

1 position

1.30M

Derivative underlying

8 instruments

6

Security positions

1.18M indirect

Non-Derivative Holdings6

Common Stock

Indirect

Shares owned886.75K

Common Stock

Indirect

Shares owned72.46K

Common Stock

Indirect

Shares owned72.46K

Common Stock

Indirect

Shares owned72.46K

Common Stock

Direct

Shares owned600.48K

Common Stock

Indirect

Shares owned72.46K

Total

600.48K direct·1.18M indirect1.78M

Security Title	Shares Owned	Ownership Type
Common Stock	886.75K	Indirect
Common Stock	72.46K	Indirect
Common Stock	72.46K	Indirect
Common Stock	72.46K	Indirect
Common Stock	600.48K	Direct
Common Stock	72.46K	Indirect
Total	1.78M	600.48K direct·1.18M indirect

Derivative Holdings8

Series A-2 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

133.29K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series A-1 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

59.09K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C-1 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

57.37K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

24.18K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B-1 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

96.12K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Employee Stock Options (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

286.89K

Shares owned

N/A

Exercise price

8.75

Expiration

—

Exercise window

—

Employee Stock Options (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

540.65K

Shares owned

N/A

Exercise price

4.12

Expiration

—

Exercise window

—

Series B-2 Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

103.04K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.30M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series A-2 Preferred Stock Indirect	Common Stock		—	—	133.29K	N/A
Series A-1 Preferred Stock Indirect	Common Stock		—	—	59.09K	N/A
Series C-1 Preferred Stock Indirect	Common Stock		—	—	57.37K	N/A
Series D Preferred Stock Indirect	Common Stock		—	—	24.18K	N/A
Series B-1 Preferred Stock Indirect	Common Stock		—	—	96.12K	N/A
Employee Stock Options (right to buy) Direct	Common Stock	8.75	—	—	286.89K	N/A
Employee Stock Options (right to buy) Direct	Common Stock	4.12	—	—	540.65K	N/A
Series B-2 Preferred Stock Indirect	Common Stock		—	—	103.04K	N/A
Total					1.30M	0.00

FORAKER JOHN M. — Initial Ownership Disclosure (Form 3) Filed Feb 5, 2026 | Finecho