FONTENOT SEAN PAUL reported 1 transaction at CALETHOS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/3/2024ACC: 0001493152-24-000268
+8.25M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
11.33M acquired · 3.08M disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+8.58M
Price / share
—
Trade value
—
% of position
New position
12/11/2023
0.00→8.58M
Total
Net shares
+8.58M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/11/2023 | C · Conversion | +8.58M | — | — | New position | 0.00 | 8.58M |
| Total | +8.58M | $0.00 | ||||||
Derivative Transactions4
Warrants
Indirect
Converts to
Common Stock
2M shares
Shares
+2M
Strike price
0.54
Held after
2M
Exercisable
—
11/28/2023
Board of Director Options
Direct
Converts to
Common Stock
750K shares
Shares
+750K
Strike price
0.54
Held after
2.75M
Exercisable
—
11/28/2023
10% OID Convertible Promissory Note
Indirect
Converts to
Common Stock
3.08M shares
Shares
−3.08M
Strike price
1.25
Held after
0.00
Exercisable
—
12/6/2023
Series A Stock Purchase Warrant
Indirect
Converts to
Common Stock
1.54M shares
Shares
−N/A
Strike price
1.87
Held after
0.00
Exercisable
—
12/6/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock2M shares | 11/28/2023 | A · Award | +2M | 0.54 | — | 2M |
| Board of Director Options Direct | Common Stock750K shares | 11/28/2023 | A · Award | +750K | 0.54 | — | 2.75M |
| 10% OID Convertible Promissory Note Indirect | Common Stock3.08M shares | 12/6/2023 | C · Conversion | −3.08M | 1.25 | — | 0.00 |
| Series A Stock Purchase Warrant Indirect | Common Stock1.54M shares | 12/6/2023 | C · Conversion | −N/A | 1.87 | — | 0.00 |