FONTAINE ALYSSA H (EVP & General Counsel) exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/4/2026ACC: 0001005817-26-000120
Officer· EVP & General Counsel
Since Nov 2018
-713.00
Net shares
Net seller
$69.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
802.00 acquired · 1.51K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+802.00
Price / share
$76.90
Trade value
$61.67K
% of position
8.0%
9/2/2026
10.09K→10.89K
Common Stock
Direct
Shares
−713.00
Price / share
$97.56
Trade value
$69.56K
% of position
6.5%
9/2/2026
10.89K→10.18K
Total
Net shares
+89.00
Net value
-$7.89K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/2/2026 | M · Option Exercise | +802.00 | $76.90 | $61.67K | 8.0% | 10.09K | 10.89K |
| Common Stock Direct | 9/2/2026 | F · Tax Withholding | −713.00 | $97.56 | $69.56K | 6.5% | 10.89K | 10.18K |
| Total | +89.00 | -$7.89K | ||||||
Derivative Transactions1
Stock Appreciation Rights (SAR)
Direct
Converts to
Common Stock
802.00 shares
Shares
−802.00
Strike price
76.90
Held after
0.00
Exercisable
—
9/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (SAR) Direct | Common Stock802.00 shares | 9/2/2026 | M · Option Exercise | −802.00 | 76.90 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned954.11
Total
954.11 indirect954.11
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 954.11 | Indirect |
| Total | 954.11 | 954.11 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported